Search filters
Section
Type
Reset filters

ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

Clear Filters
46 documents
Date Reference Title Sections Type Main document Info
ESMA80-416-203 Guidelines on Disclosure Requirements for Initial Reviews and Preliminary Ratings Credit Rating Agencies, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 189.97 KB
Related documents
Summary
Translated versions BG , DE , EL , ES , FR , GA , IT , NL , PL , PT , SV
ESMA80-196-6345 Guidelines on the Scope of the CRA Regulation Credit Rating Agencies, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 198.49 KB
Related documents
Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , GA , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA42-110-3354 Recommendations to the Cyprus Securities and Exchange Commission on the supervision of cross-border activities of investment firms Guidelines and Technical standards, Supervisory convergence Guidelines & Recommendations DOWNLOAD 155.7 KB
Related documents Compliance table on the Recommendations to the Cyprus Securities and Exchange Commission on the supervision of cross-border activities of investment firms
Summary
Translated versions
ESMA33-9-295 Guidelines on the submission of periodic information to ESMA by Credit Rating Agencies – 2nd Edition Credit Rating Agencies Guidelines & Recommendations DOWNLOAD 338.43 KB
Related documents
Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SL , SV
ESMA74-362-249 Guidelines On periodic information to be submitted to ESMA by Trade Repositories Market data, Supervisory convergence, Trade Repositories Guidelines & Recommendations DOWNLOAD 223.73 KB
Related documents
Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA33-9-320 Guidelines On Disclosure Requirements Applicable to Credit Ratings Credit Rating Agencies, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 135.98 KB
Related documents
Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA33-9-371 Guidelines on Internal Control for CRAs Credit Rating Agencies, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 297.77 KB
Related documents
Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA34-39-992 Guidelines on performance fees in UCITS and certain types of AIFs Fund Management, Guidelines and Technical standards, Supervisory convergence Guidelines & Recommendations DOWNLOAD 224.69 KB
Related documents
Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA33-9-282 Guidelines on the application of the endorsement regime for CRAs Credit Rating Agencies, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 162.21 KB
Related documents
Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
2016/1575 Guidelines on the validation and review of Credit Rating Agencies’ methodologies Credit Rating Agencies, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 409.59 KB
Related documents
Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
2015/609 EL Κατευθυντήριες γραμμές σχετικά με την περιοδική πληροφόρηση που παρέχεται στην ESMA από τους οργανισμούς αξιολόγησης πιστοληπτικής ικανότητας Guidelines and Technical standards, Credit Rating Agencies Guidelines & Recommendations DOWNLOAD 338.39 KB
2015/609 MT Linji gwida dwar informazzjoni perjodika li għandha tiġi sottomessa lill-ESMA mill-Aġenziji ta’ Klassifikazzjoni tal-Kreditu Guidelines and Technical standards, Credit Rating Agencies Guidelines & Recommendations DOWNLOAD 347.49 KB
2015/609 ES Directrices sobre la información periódica que deben presentar a la AEVM las agencias de calificación crediticia Guidelines and Technical standards, Credit Rating Agencies Guidelines & Recommendations DOWNLOAD 168.16 KB
2015/609 IT Orientamenti sulle informazioni periodiche da presentare all’ESMA da parte delle agenzie di rating del credito Credit Rating Agencies, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 331.67 KB
2015/609 FR Orientations sur les informations périodiques à transmettre par les agences de notation de crédit à l’AEMF Guidelines and Technical standards, Credit Rating Agencies Guidelines & Recommendations DOWNLOAD 410.71 KB
2015/609 HR Smjernice o periodičnim informacijama koje agencije za kreditni rejting trebaju dostaviti ESMA-i Guidelines and Technical standards, Credit Rating Agencies Guidelines & Recommendations DOWNLOAD 335.4 KB
2015/609 DA Retningslinjer for periodiske oplysninger, som kreditvurderingsbureauer skal indsende til ESMA Guidelines and Technical standards, Credit Rating Agencies Guidelines & Recommendations DOWNLOAD 174.01 KB
2015/609 CS Obecné pokyny k informacím, které mají ratingové agentury pravidelně předkládat orgánu ESMA Guidelines and Technical standards, Credit Rating Agencies Guidelines & Recommendations DOWNLOAD 340.97 KB
2015/609 BG Насоки относно информацията, предоставяна периодично на ЕSMA от агенциите за кредитен рейтинг Guidelines and Technical standards, Credit Rating Agencies Guidelines & Recommendations DOWNLOAD 297.5 KB
2015/609 EN Guidelines on periodic information to be submitted to ESMA by Credit Rating Agencies Credit Rating Agencies, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 343.82 KB