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ESMA 80-416-252 |
Response Form - CP Revision to Guidelines and Recommendations on the Scope of the CRA Regulation |
Credit Rating Agencies |
Reference |
DOWNLOAD 622.67 KB |
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ESMA 80-416-228 |
Consultation Paper on Revision to Guidelines and Recommendations on Scope of the CRA Regulation |
Credit Rating Agencies |
Consultation Paper |
DOWNLOAD 481.87 KB |
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ESMA32-67-184 |
Compliance table - guidelines on APMs ESMA 2015-1415 |
Issuer disclosure, Guidelines and Technical standards |
Compliance table |
DOWNLOAD 127.7 KB |
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ESMA35-43-2938 |
Final report - Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements |
Guidelines and Technical standards, Investor protection |
Final Report |
DOWNLOAD 537.74 KB |
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ESMA80-416-197 |
Report on CRA Market Share Calculation 2021 |
Credit Rating Agencies |
Report |
DOWNLOAD 494.35 KB |
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ESMA35-43-1215 |
Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body |
Guidelines and Technical standards, Joint Committee, Investor protection |
Compliance table |
DOWNLOAD 302.18 KB |
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JC/2015/087 |
Compliance Table GL financial conglomerates |
Guidelines and Technical standards, Joint Committee |
Compliance table |
DOWNLOAD 300.38 KB |
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ESMA70-156-4717 |
Guidelines on Settlement Fails Reporting |
Guidelines and Technical standards, Post Trading |
Guidelines & Recommendations |
DOWNLOAD 577.16 KB |
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Related documents |
Final Report on Guidelines on Settlement Fails Reporting under Article 7 of CSDR |
Summary |
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ESMA81-393-288 |
Guidelines on methodology oversight function and record keeping requirements |
Benchmarks, Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 154.95 KB |
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Related documents |
Final Report on Guidelines on methodology, oversight function and record keeping under the Benchmarks Regulation |
Summary |
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ESMA34-32-458 |
Compliance table - Guidelines on reporting obligations under Articles 3(3)(d) and 24(1),(2) and (4) of the AIFMD |
Fund Management, Guidelines and Technical standards |
Compliance table |
DOWNLOAD 111.92 KB |
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2016/572 |
Compliance table - Guidelines on key concepts of the AIFMD |
Fund Management, Guidelines and Technical standards |
Compliance table |
DOWNLOAD 153.05 KB |
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ESMA35-43-1430 |
Compliance table on Guidelines on MiFID II suitability requirements |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 145.3 KB |
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ESMA35-36-2319 EN |
Joint EBA and ESMA Guidelines on the assessment of the suitability of members of the management body and key function holders |
Guidelines and Technical standards, Joint Committee, Investor protection |
Guidelines & Recommendations |
DOWNLOAD 584.29 KB |
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Related documents |
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Summary |
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ESMA34-49-373 |
Compliance table on Revised Guidelines on stress tests scenarios under Article 28 of the MMF Regulation ESMA 34-49-291 |
Fund Management, Guidelines and Technical standards |
Compliance table |
DOWNLOAD 220.66 KB |
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ESMA24-436-15 |
Annex to the Opening Statement ECON Hearing 14 October 2021 |
Board of Supervisors, Brexit, CCP, About ESMA, Credit Rating Agencies, Digital Finance and Innovation, Joint Committee, Speeches, Supervisory convergence, Sustainable finance |
Speech |
DOWNLOAD 415.73 KB |
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ESMA24-436-13 |
Opening Statement ECON Hearing 14 October 2021 |
Board of Supervisors, Brexit, CCP, About ESMA, Credit Rating Agencies, Digital Finance and Innovation, Joint Committee, Speeches, Supervisory convergence, Sustainable finance |
Speech |
DOWNLOAD 690.55 KB |
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ESMA35-43-1957 |
Compliance table - Guidelines on complex debt instruments and structured deposits (ESMA/2015/1787) |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 163.99 KB |
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ESMA80-196-5819 |
Opinion on improving access to and use of credit ratings |
Credit Rating Agencies |
Opinion |
DOWNLOAD 331.84 KB |
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ESMA70-156-4263 |
Guidelines on the MiFID II/ MiFIR obligations on market data |
Guidelines and Technical standards, Trading |
Guidelines & Recommendations |
DOWNLOAD 307.13 KB |
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Related documents |
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Summary |
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ESMA64-337-1278 |
ESMA Candidate Guidelines |
Careers |
Reference |
DOWNLOAD 299.42 KB |
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