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ESMA34-43-352 |
Compliance table for the Guidelines on sound remuneration policies under the UCITS Directive |
Fund Management, Guidelines and Technical standards |
Compliance table |
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ESMA71-99-608 |
Annex (Template for the Assessment of Collective Suitability) |
Guidelines and Technical standards, Investor protection |
Reference |
DOWNLOAD 72.7 KB |
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70-145-105 |
Draft Guidelines on non-significant benchmarks |
Benchmarks, Guidelines and Technical standards |
Consultation Paper |
DOWNLOAD 557.29 KB |
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ESMA70-154-266 |
Guidelines on the management body of market operators and data reporting service providers |
Guidelines and Technical standards, Trading |
Final Report |
DOWNLOAD 546.29 KB |
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ESMA70-154-271 |
Guidelines on the management body of market operators and data reporting services providers |
Guidelines and Technical standards, Trading |
Guidelines & Recommendations |
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ESMA71-99-599 |
EBA and ESMA provide guidance to assess the suitability of management body members and key function holders |
Guidelines and Technical standards, Joint Committee, Investor protection, Press Releases |
Press Release |
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ESMA71-99-598 |
Final Report on Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders |
Guidelines and Technical standards, Joint Committee, Investor protection |
Guidelines & Recommendations |
DOWNLOAD 1.48 MB |
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ESMA70-151-552 |
Guidelines on transfer of data between Trade Repositories |
Guidelines and Technical standards, Post Trading |
Final Report |
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2016/1452 |
Guidelines on transaction reporting, order record keeping and clock synchronisation under MiFID II |
Guidelines and Technical standards, Trading |
Guidelines & Recommendations |
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ESMA70-872942901-63 |
Guidelines on calibration of circuit breakers and publication of trading halts under MiFID II |
Guidelines and Technical standards, Trading |
Guidelines & Recommendations |
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ESMA70-151-298 |
Guidelines on CSD access to trading feeds of CCPs and TVs |
Guidelines and Technical standards, Post Trading |
Guidelines & Recommendations |
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ESMA70-151-294 |
Guidelines on CSD participant default rules |
Guidelines and Technical standards, Post Trading |
Guidelines & Recommendations |
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ESMA31-54-435 |
Report on shareholder identification and communication systems |
Prospectus, Corporate Governance |
Report |
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2016/1575 |
Guidelines on the validation and review of Credit Rating Agencies’ methodologies |
Credit Rating Agencies, Guidelines and Technical standards |
Guidelines & Recommendations |
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ESMA/2016/1480 |
MAR Guidelines on commodity derivatives |
Guidelines and Technical standards, Market Abuse, Market Integrity |
Guidelines & Recommendations |
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2016/1529 ANNEX |
Annex I - Template for the assessment of collective suitability |
Guidelines and Technical standards, Investor protection |
Reference |
DOWNLOAD 54.43 KB |
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2016/1529 |
Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders |
Guidelines and Technical standards, Investor protection |
Consultation Paper |
DOWNLOAD 1.13 MB |
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2016/1478 |
MAR Guidelines - Delay in the disclosure of inside information |
Guidelines and Technical standards, Market Abuse, Market Integrity |
Guidelines & Recommendations |
DOWNLOAD 184.61 KB |
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2016/1477 |
MAR Guidelines - Persons receiving market soundings |
Guidelines and Technical standards, Market Abuse, Market Integrity |
Guidelines & Recommendations |
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2016/579 |
Guidelines on sound remuneration policies under the AIFMD |
Fund Management, Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 161.35 KB |
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