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The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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719 documents
Date Reference Title Sections Type Main document Info
ESMA41-356-131 Decision 4-2021 Moody's Italy Board of Supervisors, Credit Rating Agencies Decision DOWNLOAD 350.91 KB
Related documents CRA Enforcement Case Moodys March 2021 Public Notices Moodys UK DE ES FR IT
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ESMA41-356-130 Decision 3-2021 Moody's Germany Board of Supervisors, Credit Rating Agencies Decision DOWNLOAD 333.78 KB
Related documents CRA Enforcement Case Moodys March 2021 Public Notices Moodys UK DE ES FR IT
Summary
Translated versions
ESMA41-356-129 Decision 2-2021 Moody's France Board of Supervisors, Credit Rating Agencies Decision DOWNLOAD 352.97 KB
Related documents CRA Enforcement Case Moodys March 2021 Public Notices Moodys UK DE ES FR IT
Summary
Translated versions
ESMA41-356-114 Decision 1-2021 Moody's UK Board of Supervisors, Credit Rating Agencies Decision DOWNLOAD 728.73 KB
Related documents CRA Enforcement Case Moodys March 2021 Public Notices Moodys UK DE ES FR IT
Summary
Translated versions
ESMA74-362-853 Validation table for reporting under the revised technical standards Post Trading Reference DOWNLOAD 55.41 KB
ESMA43-370-282 Final Report on MiFIR DRSPs fines Post Trading Final Report DOWNLOAD 304.17 KB
ESA 2021 12 Joint ESA QAs BM Post Trading Q&A DOWNLOAD 219.07 KB
ESMA33-9-320 Guidelines On Disclosure Requirements Applicable to Credit Ratings Credit Rating Agencies, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 135.98 KB
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA33-9-371 Guidelines on Internal Control for CRAs Credit Rating Agencies, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 297.77 KB
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA70-151-2537 Compliance table Guidelines Conflict of interest Guidelines and Technical standards, Post Trading Compliance table DOWNLOAD 141.4 KB
ESMA70-154-2316 Call for expressions of interest - PTSC CWG Renewal - 2021 Post Trading Reference DOWNLOAD 158.21 KB
ESMA70-154-2317 Application form - PTSC CWG renewal 2021 Post Trading Reference DOWNLOAD 38.46 KB
ESMA 80-196-5019 Consultation Paper on Fees Charged to CRAs by ESMA Credit Rating Agencies Consultation Paper DOWNLOAD 345.85 KB
ESMA 80-196-5030 Response form to Public Consultation on Fees charged to Credit Rating Agencies by ESMA Credit Rating Agencies Reference DOWNLOAD 751.49 KB
EPSA List of Exempted Pension Schemes Post Trading Reference DOWNLOAD 144.02 KB
Related documents Opinions on Exemptions from the clearing obligation for pension schemes
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ESMA70-155-11638 Designated Authorities to notify opening of insolvency proceedings Post Trading Reference DOWNLOAD 254.59 KB
ESMA70-153-236 ESMA-BoE MoU on UK CSD Recognition International cooperation, Post Trading Reference DOWNLOAD 223.45 KB
ESMA71-99-1498 Brexit: ESMA withdraws the registrations of six UK-based credit rating agencies and four trade repositories Brexit, Credit Rating Agencies, Press Releases, Trade Repositories Press Release DOWNLOAD 94.63 KB
ESMA43-370-274 CP TA on rules of procedure to impose penalties on DRSPs Post Trading Consultation Paper DOWNLOAD 361.39 KB
esma74-362-1498 Response_form_cp_drsp_procedural_rules_imposition_penalties Post Trading Reference DOWNLOAD 757.4 KB