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2016/602 |
Compliance table - Guidelines on ETFs and other UCITS issues |
Fund Management, Guidelines and Technical standards |
Compliance table |
DOWNLOAD 139.61 KB |
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ESMA 33-9-371 |
Final Report Guidelines Internal Control for CRAs |
Credit Rating Agencies |
Report |
DOWNLOAD 430.48 KB |
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ESMA35-43-3172 |
Guidelines on certain aspects of the MiFID II suitability requirements |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
DOWNLOAD 303.51 KB |
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| Related documents |
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| Summary |
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| Translated versions |
BG
, CS
, DA
, DE
, EL
, ES
, ET
, FI
, FR
, GA
, HR
, HU
, IT
, LT
, LV
, MT
, NL
, PL
, PT
, RO
, SK
, SL
, SV
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ESMA71-99-650 |
Kroll Bond Rating Agency Europe Limited Registration |
Credit Rating Agencies, Press Releases |
Statement |
DOWNLOAD 164.33 KB |
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MOU SFC ESMA |
MOU on the supervision of CRAs - ESMA and SFC Hong Kong |
Credit Rating Agencies, International cooperation |
Reference |
DOWNLOAD 497.63 KB |
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ESMA71-99-1423 |
QA Fast Track Peer Review - Wirecard |
Issuer disclosure, Guidelines and Technical standards, Supervisory convergence |
Q&A |
DOWNLOAD 248.14 KB |
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ESMA 80-416-252 |
Response Form - CP Revision to Guidelines and Recommendations on the Scope of the CRA Regulation |
Credit Rating Agencies |
Reference |
DOWNLOAD 622.67 KB |
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2014/937 sl |
Smernice o ETF in drugih vprašanjih v zvezi z UCITS skladi |
Guidelines and Technical standards, Fund Management |
Guidelines & Recommendations |
DOWNLOAD 355.21 KB |
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2013/87 |
2013 CRA supervision and policy work plan |
Credit Rating Agencies |
Reference |
DOWNLOAD 114.95 KB |
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2016/1662 |
2016-1662 Competition & Choice in the Credit Rating Industry |
Credit Rating Agencies |
Report |
DOWNLOAD 1.22 MB |
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2013/998 ES |
28.11.13 | ESMA/2013/998 Directrices sobre el modelo de memorando de acuerdo relativo a la consulta, la cooperación y el intercambio de información en lo que respecta a la supervisión de las entidades de la DGFIA |
Fund Management, Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 244.6 KB |
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2013/998 RO |
28.11.13 | ESMA/2013/998 Orientări referitoare la modelul de memorandum de înţelegere privind consultarea, cooperarea şi schimbul de informaţii în legătură cu supravegherea entităţilor prevăzute de DAFIA |
Fund Management, Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 263.01 KB |
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2013/998 SK |
28.11.13 | ESMA/2013/998 Usmernenia o vzorovom memorande o porozumení o konzultáciách, spolupráci a výmene informácií v súvislosti s dohľadom nad subjektmi, na ktoré sa vzťahuje smernica o správcoch alternatívnych investičných fondov |
Fund Management, Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 269.81 KB |
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2011/188 HU |
A feladatok átruházását is magában foglaló együttműködés az EÉPH, a hatáskörrel rendelkező hatóságok és a hatáskörrel rendelkező ágazati hatóságok között a hitelminősítő intézetekről szóló 513/2011/EU rendelet értelmében |
Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 195.43 KB |
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2013/74 HU |
A short ügyletekről és a hitel-nemteljesítési csereügyletekkel kapcsolatos egyes szempontokról szóló 236/2012/EU európai parlamenti és tanácsi rendelet szerinti árjegyzői tevékenységek és elsődleges piaci műveletek mentessége |
Short Selling, Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 550.5 KB |
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2013/606 DA |
Aflønningspolitik og -praksis (MiFID) |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
DOWNLOAD 357.25 KB |
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2013/232 FI |
AIMF-direktiivin mukaista hyvää palkka- ja palkkiopolitiikkaa koskevat ohjeet |
Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 728.36 KB |
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JC/GL/2014/01/IT |
Allegato I. Modello per il processo di mappatura del conglomerato finanziario (allegato JC 2014 070) |
Guidelines and Technical standards, Joint Committee |
Guidelines & Recommendations |
DOWNLOAD 68.26 KB |
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2014/869 et |
Alternatiivsete investeerimisfondide valitsejaid käsitleva direktiivi artikli 3 lõike 3 punkti d ning artikli 24 lõigete 1, 2 ja 4 kohaste aruannetega seotud kohustusi käsitlevad suunised |
Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 713.34 KB |
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esma41-139-1231 |
Amended decision Handelsbanken |
Credit Rating Agencies |
Decision |
DOWNLOAD 244.4 KB |
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