ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

381 documents
Date Sort ascending Reference Title Sections Type Main document Info
ESMA70-155-10272 Final Report on Cum Ex and other multiple withholding tax reclaim schemes Market Abuse, Market Integrity, Trading Final Report DOWNLOAD 906.57 KB
ESMA33-5-852 Response Form for the Call for Evidence on Access and Use of Credit Ratings_Questionnaire C Credit Rating Agencies Reference DOWNLOAD 747.02 KB
ESMA33-5-850 Response Form for the Call for Evidence on Access and Use of Credit Ratings_Questionnaire B Credit Rating Agencies Reference DOWNLOAD 740.64 KB
ESMA33-5-851 Response Form for the Call for Evidence on Access and Use of Credit Ratings_Questionnaire A Credit Rating Agencies Reference DOWNLOAD 744.26 KB
ESMA41-356-82 Public Notice - Scope Ratings GmbH Credit Rating Agencies Reference DOWNLOAD 138.38 KB
Related documents Scope Ratings Enforcement Action Decision - Scope Ratings GmbH
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ESMA41-356-77 Decision - Scope Ratings GmbH Credit Rating Agencies Decision DOWNLOAD 1022.35 KB
Related documents Scope Ratings Enforcement Action Public Notice - Scope Ratings GmbH
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ESMA71-99-1338 Scope Ratings Enforcement Action Credit Rating Agencies, Press Releases Press Release DOWNLOAD 127.88 KB
Related documents Public Notice - Scope Ratings GmbH Decision - Scope Ratings GmbH
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ESMA80-189-6982 EU CLO credit ratings – an overview of Credit Rating Agencies practices and challenges COVID-19, Credit Rating Agencies Final Report DOWNLOAD 436.43 KB
Related documents Press Release CLO Thematic Report
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ESMA71-99-1327 Press Release CLO Thematic Report COVID-19, Credit Rating Agencies, Press Releases Press Release DOWNLOAD 123.56 KB
Related documents EU CLO credit ratings – an overview of Credit Rating Agencies practices and challenges
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ESMA70-156-2803 Response form - SME Growth Markets Market Abuse, Market Integrity, Trading Reference DOWNLOAD 771.99 KB
Related documents Consultation paper on SME GMs under MiFID II and MAR
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ESMA43-370-103 Final report on TA on EMIR 2.2 CCP fines CCP, Credit Rating Agencies, Post Trading, Trade Repositories Final Report DOWNLOAD 478.11 KB
ESMA33-5-829 Call for evidence on access and use of ratings Credit Rating Agencies Consultation Paper DOWNLOAD 307.88 KB
ESMA71-99-1287 ESMA Supervision WP 2020 Benchmarks, Credit Rating Agencies, Press Releases, Securities Financing Transactions, Securitisation, Trade Repositories Press Release DOWNLOAD 130.42 KB
Related documents ESMA Supervision - Annual Report 2019 and Work Programme 2020
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ESMA80-199-332 ESMA Supervision - Annual Report 2019 and Work Programme 2020 Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories Annual Report DOWNLOAD 825.72 KB
Related documents ESMA Supervision WP 2020
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ESMA70-145-66 Compliance table regarding MAR guidelines for persons receiving market soundings Guidelines and Technical standards, Market Abuse Compliance table DOWNLOAD 138.03 KB
ESMA32-67-642 Sustainable financial markets: translating changing risks and investor preferences into regulatory action - Speech by Steven Maijoor, European Financial Forum, Dublin Credit Rating Agencies, Speeches, Supervisory convergence Speech DOWNLOAD 156.74 KB
ESMA70-155-7850 Opinion - Relating to the intended Accepted Market Practice on liquidity contracts notified by the Commissione Nazionale per le Società e la Borsa (Consob) Market Abuse Opinion DOWNLOAD 407.58 KB
ESMA33-9-340 CRA Market Share Calculation 2019 Credit Rating Agencies Report DOWNLOAD 446.77 KB
ESMA80-196-3218 Follow-up Report on fees charged by CRAs and TRs Credit Rating Agencies, Supervisory convergence, Trade Repositories Report DOWNLOAD 606.45 KB
ESMA71-100-1792 CRAs and TRs Follow Up Fees Factsheet Credit Rating Agencies, Supervisory convergence, Trade Repositories Reference DOWNLOAD 122.09 KB
Related documents Follow-up Report on fees charged by CRAs and TRs
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