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ESMA34-463-941 |
Report on Penalties and measures imposed under the AIFMD in 2021 |
Fund Management |
Report |
DOWNLOAD 793.12 KB |
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ESMA34-45-1647 |
Report on Penalties and measures imposed under the UCITS Directive in 2021 |
Fund Management |
Report |
DOWNLOAD 449.54 KB |
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ESMA35-43-3301 |
Report on Sanctions and measures imposed under MiFID II in 2021 |
Investor protection |
Report |
DOWNLOAD 900.31 KB |
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ESMA91-372-2060 |
4th ESMA CCP Stress Test Report |
CCP, Post Trading |
Report |
DOWNLOAD 4 MB |
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ESMA 50-165-2153 |
ESMA Trends, Risks and Vulnerabilities report - Risk update |
Risk monitoring |
Report |
DOWNLOAD 340.8 KB |
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ESA 2022 23 |
Joint ESA report on the withdrawal of authorisation for serious breaches of AML/CFT rules |
Joint Committee |
Report |
DOWNLOAD 776.21 KB |
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ESMA91-372-2059 |
Report_CCP investment policies including MMFs |
CCP |
Report |
DOWNLOAD 1.12 MB |
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ESMA32-63-1224 |
26th Extract of EECS's Database of Enforcement |
Financial reporting |
Report |
DOWNLOAD 569.85 KB |
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ESMA34-49-446 |
Guidelines on stress test scenarios under the MMF Regulation - 2021 update |
Fund Management, Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 619.42 KB |
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JC 2022 20 |
Call for advice on PRIIPs: ESA advice on the review of the PRIIPs Regulation |
Fund Management, Joint Committee |
Report |
DOWNLOAD 3.38 MB |
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JC 2022 09 |
Joint ESA report on Risks and Vulnerabilities in the EU financial system No 1 2022 |
Joint Committee, Risk monitoring |
Report |
DOWNLOAD 949.47 KB |
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ESMA70-159-4966 |
Guidelines on MAR delay in the disclosure of inside information and interactions with prudential supervision |
Guidelines and Technical standards, Market Abuse |
Guidelines & Recommendations |
DOWNLOAD 157.26 KB |
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Related documents |
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Summary |
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ESMA35-43-3006 |
Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
DOWNLOAD 303.97 KB |
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Related documents |
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Summary |
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Translated versions |
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ESMA 50-165-1677 |
ESMA annual statistical report on performance and costs of retail investment products in the EU - 2022 |
Risk monitoring |
Report |
DOWNLOAD 2.08 MB |
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ESMA74-427-607 |
EMIR and SFTR data quality report 2021 |
Market data, Supervisory convergence |
Report |
DOWNLOAD 1.53 MB |
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ESMA42-110-3354 |
Recommendations to the Cyprus Securities and Exchange Commission on the supervision of cross-border activities of investment firms |
Guidelines and Technical standards, Supervisory convergence |
Guidelines & Recommendations |
DOWNLOAD 155.7 KB |
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ESMA42-111-5534 |
Peer review report on cross border activities investment firms |
Supervisory convergence |
Report |
DOWNLOAD 802.07 KB |
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ESMA70-151-3374 |
Guidelines on common procedures and methodologies on supervisory review and evaluation process of CCPs under Article 21 of EMIR |
CCP, Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 307.48 KB |
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Summary |
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Translated versions |
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ESMA35-43-1163 |
Guidelines on certain aspects of the MiFID II suitability requirements |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
DOWNLOAD 272.92 KB |
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Related documents |
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Summary |
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Translated versions |
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, DA
, DE
, EL
, ES
, ET
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ESMA50-165-2058 |
ESMA report on trends, risks and vulnerabilities No.1 2022 |
Risk monitoring |
Report |
DOWNLOAD 929.81 KB |
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