|
|
ESMA35-43-3599 |
Call for evidence on MiFID II suitability and sustainability |
Investor protection |
Consultation Paper |
DOWNLOAD 476.48 KB |
|
|
|
ESMA35-43-1968 |
Compliance table - Guidelines on cross-selling practices (ESMA/2016/574) |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 206.07 KB |
|
|
|
ESMA24-450544452-1791 |
Jakub Michalik's ECON Opening Statement, 30 May 2023 |
Investor protection, Market Abuse, Prospectus, Speeches |
Speech |
DOWNLOAD 146.93 KB |
|
|
|
ESMA35-36-2813 |
Statement on investment firms providing unregulated services |
Investor protection |
Statement |
DOWNLOAD 361.75 KB |
|
|
|
ESMA22-106-4162 |
SMSG Rules of Procedure |
Securities and Markets Stakeholder Group |
Decision |
DOWNLOAD 227.67 KB |
|
|
|
ESMA71-545613100-2315 |
ESMA calls for legislative amendments to prevent undue costs in funds - Press Release |
Fund Management, Investor protection, Press Releases |
Press Release |
DOWNLOAD 168.56 KB |
|
|
|
ESMA34-45-1747 |
Opinion on undue costs of UCITS and AIFs |
Fund Management, Investor protection |
Opinion |
DOWNLOAD 497.69 KB |
|
|
|
ESMA22-106-4508 |
Summary of conclusions joint meeting of the BoS and the SMSG - 27 January 2023 |
Board of Supervisors, Securities and Markets Stakeholder Group |
Summary of Conclusions |
DOWNLOAD 182.54 KB |
|
|
|
ESMA22-106-4524 |
Summary of Conclusions SMSG - 27 January 2023 |
Securities and Markets Stakeholder Group |
Summary of Conclusions |
DOWNLOAD 170.47 KB |
|
|
|
ESMA35-42-1470 |
Joint EBA and ESMA Guidelines on common procedures and methodologies for the supervisory review and evaluation process (SREP) |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
DOWNLOAD 1.41 MB |
|
| Related documents |
|
| Summary |
|
| Translated versions |
BG
, CS
, DA
, DE
, EL
, ES
, ET
, FI
, FR
, GA
, HR
, HU
, IT
, LT
, LV
, MT
, NL
, PL
, PT
, RO
, SK
, SL
, SV
|
|
|
|
ESMA35-43-3172 |
Guidelines on certain aspects of the MiFID II suitability requirements |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
DOWNLOAD 303.51 KB |
|
| Related documents |
|
| Summary |
|
| Translated versions |
BG
, CS
, DA
, DE
, EL
, ES
, ET
, FI
, FR
, GA
, HR
, HU
, IT
, LT
, LV
, MT
, NL
, PL
, PT
, RO
, SK
, SL
, SV
|
|
|
|
ESMA35-43-3565 |
Guidelines on certain aspects of the MIFID II remuneration requirements |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
DOWNLOAD 267.61 KB |
|
| Related documents |
|
| Summary |
|
| Translated versions |
BG
, CS
, DA
, DE
, EL
, ES
, ET
, FI
, FR
, HU
, GA
, HR
, IT
, LT
, LV
, MT
, NL
, PL
, PT
, RO
, SK
, SL
, SV
|
|
|
|
ESMA35-42-1428 |
Supervisory Briefing on Copy Trading |
Investor protection |
Report |
DOWNLOAD 400.37 KB |
|
|
|
ESMA35-36-2819 |
Final Report on the Review of the ITS on cooperation in supervisory activities under MiFID II |
Guidelines and Technical standards, Investor protection |
Final Report |
DOWNLOAD 340.28 KB |
|
|
|
ESMA35-43-3547 |
Public Statement on derivatives on fractions of shares |
Investor protection |
Statement |
DOWNLOAD 103.95 KB |
|
|
|
ESMA34-47-475 |
Terms of Reference - Investment Management Standing Committee |
Investor protection |
Reference |
DOWNLOAD 201.55 KB |
|
|
|
ESMA35-30-778 |
Terms of Reference - Investor Protection Standing Committee |
Investor protection |
Reference |
DOWNLOAD 173.89 KB |
|
|
|
ESMA35-43-3448 |
Final report on MiFID II guidelines on product governance |
Guidelines and Technical standards, Investor protection |
Final Report |
DOWNLOAD 865.85 KB |
|
|
|
ESMA24-436-1547 |
ESMA letter regarding concerns with changes to the insider list regime |
Investor protection, Market Integrity, Trading |
Letter |
DOWNLOAD 159.66 KB |
|
|
|
ESMA22-106-4551 |
SMSG advice on additional questions relating to greenwashing |
Securities and Markets Stakeholder Group, Sustainable finance |
SMSG Advice |
DOWNLOAD 382.68 KB |
|
