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381 documents
Date Reference Title Sections Type Main document Info
2016/1131 BoS Decision on Fitch Ratings Limited 21 July 2016 Credit Rating Agencies, Press Releases Decision DOWNLOAD 108.21 KB
2016/1157 Press release - ESMA fines Fitch Ratings Limited €1.38 million Credit Rating Agencies, Press Releases Press Release DOWNLOAD 282.37 KB
2016/1159 Public notice - Infrigement by Fitch Credit Rating Agencies, Press Releases Statement DOWNLOAD 324.96 KB
2016/1126 ESMA consults on proposed central clearing delay for small financial counterparties Post Trading, Press Releases Press Release DOWNLOAD 132.06 KB
2016/1066 ESMA appoints new Securities and Markets Stakeholder Group Press Releases, Securities and Markets Stakeholder Group Press Release DOWNLOAD 156.76 KB
2016/743 Multi-venue trading increases liquidity in EU equity markets despite duplicate orders Press Releases, Risk monitoring Report DOWNLOAD 247 KB
2016/743 ESMA assesses usefulness of distributed ledger technologies Digital Finance and Innovation, Press Releases, Risk monitoring Press Release DOWNLOAD 152.48 KB
2016/742 ESMA issues opinion on MiFID II standards on ancillary activities Press Releases, Trading Press Release DOWNLOAD 166.35 KB
2016/566 Press release MiFID II RTS Press Releases, Trading Press Release DOWNLOAD 131.33 KB
2016/644 ESMA publishes results of EU central counterparties stress test Post Trading, Press Releases Press Release DOWNLOAD 178.76 KB
2016/625 ESMA announces EU-wide stress tests for CCPs Post Trading, Press Releases Press Release DOWNLOAD 168.16 KB
2016/582 ESMA finds room for improvement in national supervision of investment advice to retail clients Investor protection, Press Releases, Supervisory convergence Press Release DOWNLOAD 107.49 KB
Related documents Suitability Peer Review - Final Report Suitability Peer Review - Annex
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Translated versions
JC/2016/21 PR Joint Press Release draft RTS on PRIIPs Fund Management, Joint Committee, Press Releases Press Release DOWNLOAD 207.66 KB
2016/566 ESMA not to exempt ETD under MiFID II Press Releases, Trading Press Release DOWNLOAD 166 KB
2016/472 ESMA publishes UCITS remuneration guidelines Fund Management, Press Releases Press Release DOWNLOAD 113.03 KB
Related documents Letter to European Commission, European Council and European Parliament on the Proportionality principle and remuneration rules in the financial sector Guidelines on sound remuneration policies under the UCITS Directive and AIFMD
Summary
Translated versions
2016/468 ESMA fines DTCC Derivatives Repository Limited €64,000 for data access failures Press Releases, Trade Repositories Press Release DOWNLOAD 166.05 KB
2016/406 ESMA publishes report on EU accounting enforcement in 2015 Issuer disclosure, Financial reporting, Press Releases, Supervisory convergence Press Release DOWNLOAD 121.47 KB
2016/366 ESMA maintains market risk indicator at highest level Press Releases, Risk monitoring Press Release DOWNLOAD 117.11 KB
2016/300 Warning - Unauthorised use of ESMA’s identity and logo About ESMA, Press Releases Press Release DOWNLOAD 149.72 KB
2016/291 ESMA consults on implementation of the Benchmarks Regulation Market Integrity, Press Releases, Benchmarks Press Release DOWNLOAD 118.88 KB