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ESMA 33-9-371 |
Final Report Guidelines Internal Control for CRAs |
Credit Rating Agencies |
Report |
DOWNLOAD 430.48 KB |
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ESMA71-99-650 |
Kroll Bond Rating Agency Europe Limited Registration |
Credit Rating Agencies, Press Releases |
Statement |
DOWNLOAD 164.33 KB |
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MOU SFC ESMA |
MOU on the supervision of CRAs - ESMA and SFC Hong Kong |
Credit Rating Agencies, International cooperation |
Reference |
DOWNLOAD 497.63 KB |
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ESMA 80-416-252 |
Response Form - CP Revision to Guidelines and Recommendations on the Scope of the CRA Regulation |
Credit Rating Agencies |
Reference |
DOWNLOAD 622.67 KB |
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2013/87 |
2013 CRA supervision and policy work plan |
Credit Rating Agencies |
Reference |
DOWNLOAD 114.95 KB |
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2016/1662 |
2016-1662 Competition & Choice in the Credit Rating Industry |
Credit Rating Agencies |
Report |
DOWNLOAD 1.22 MB |
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ESMA22-106-484 |
2018 SMSG application form |
Board of Supervisors, Securities and Markets Stakeholder Group |
Reference |
DOWNLOAD 39.24 KB |
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ESMA22-106-196 |
Advice in response to JC Discussion Paper on the Use of Big Data by Financial Institutions |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 144.22 KB |
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2013/SMSG/017 |
Advice on Consultation Paper – Draft Regulatory Technical Standards on contracts having a direct, substantial and foreseeable effect within the Un-ion and non-evasion of provisions of EMIR |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 27.43 KB |
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2013/SMSG/018 |
Advice on Discussion Paper – The Clearing Obligation under EMIR |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 46.94 KB |
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2011/SMSG/13 |
Advice on ESMA's draft technical advice to the European Commission on possible implementing measures of the Alternative Investment Fund Man-agers Directive in relation to supervision and third countries |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 88.23 KB |
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2011/SMSG/18 |
Advice on ESMA's public consultation on UCITS Exchange traded funds in the European Union |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 149.17 KB |
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2012/SMSG/12 |
Advice on Guidelines on certain aspects of the MiFID compliance function requirements |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 83.35 KB |
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2012/SMSG/11 |
Advice on Guidelines on certain aspects of the MiFID suitability requirements |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 138.1 KB |
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2015/SMSG/026 |
Advice on Proxy advisors |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 206.54 KB |
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ESMA/2015/SMSG/031 |
Advice on sound remuneration under UCITS and AIFMD |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 123.3 KB |
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2012/SMSG/25 |
Advice on the discussion paper on Proxy Advisors |
Securities and Markets Stakeholder Group |
Letter |
DOWNLOAD 236.57 KB |
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ESMA22-106-4389 |
Advice on the SMSG’s role in the Breach of EU Law Procedure |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 191.55 KB |
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2013/SMSG/05 |
Agenda 18 April 2013 |
Securities and Markets Stakeholder Group |
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DOWNLOAD 128.22 KB |
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2013/SMSG/01 |
Agenda 30-31 January 2013 |
Securities and Markets Stakeholder Group |
Reference |
DOWNLOAD 109.96 KB |
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