ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

425 documents
Date Reference Title Sort descending Sections Type Main document Info
ESMA74-362-1853 Final report Draft Guidelines On periodic information to be submitted to ESMA by Trade Repositories Market data, Supervisory convergence, Trade Repositories Final Report DOWNLOAD 221.11 KB
ESMA 33-9-371 Final Report Guidelines Internal Control for CRAs Credit Rating Agencies Report DOWNLOAD 430.48 KB
ESMA71-99-650 Kroll Bond Rating Agency Europe Limited Registration Credit Rating Agencies, Press Releases Statement DOWNLOAD 164.33 KB
MOU SFC ESMA MOU on the supervision of CRAs - ESMA and SFC Hong Kong Credit Rating Agencies, International cooperation Reference DOWNLOAD 497.63 KB
ESMA71-99-1423 QA Fast Track Peer Review - Wirecard Issuer disclosure, Guidelines and Technical standards, Supervisory convergence Q&A DOWNLOAD 248.14 KB
ESMA 80-416-252 Response Form - CP Revision to Guidelines and Recommendations on the Scope of the CRA Regulation Credit Rating Agencies Reference DOWNLOAD 622.67 KB
ESMA24-442-152 Verena Ross' speech at Latvian Capital Market Forum 2023, 8 February 2023 Investor protection, Speeches, Supervisory convergence, Sustainable finance Speech DOWNLOAD 134.02 KB
2013/87 2013 CRA supervision and policy work plan Credit Rating Agencies Reference DOWNLOAD 114.95 KB
2016/203 2016 Supervisory Convergence Work Programme About ESMA, Supervisory convergence Reference DOWNLOAD 340.61 KB
Related documents 2016 Regulatory Work Programme 2016 Work Programme
Summary
Translated versions
2016/1662 2016-1662 Competition & Choice in the Credit Rating Industry Credit Rating Agencies Report DOWNLOAD 1.22 MB
ESMA42-397158525-448 2017 Supervisory Convergence Work Programme Supervisory convergence Reference DOWNLOAD 540.81 KB
ESMA20-95-1105 2019 Regulatory Work Programme Board of Supervisors, About ESMA, Supervisory convergence Report DOWNLOAD 308.68 KB
ESMA91-1505572268-3108 2022 CCP Peer Review on Due diligence of clearing members CCP, Supervisory convergence Report DOWNLOAD 571.53 KB
2012/270 Actual use of sanctioning powers under MAD Supervisory convergence Final Report DOWNLOAD 1.55 MB
esma41-139-1231 Amended decision Handelsbanken Credit Rating Agencies Decision DOWNLOAD 244.4 KB
esma41-139-1224 Amended_decision_nordea Credit Rating Agencies Decision DOWNLOAD 236.05 KB
esma41-139-1229 Amended_decision_seb Credit Rating Agencies Decision DOWNLOAD 239.8 KB
esma41-139-1230 Amended_decision_swedbank Credit Rating Agencies Decision DOWNLOAD 243.03 KB
ESMA24-436-1150 Annex to the Opening Statement - 2022 ECON Annual Hearing, 24 October 2022 Board of Supervisors, CCP, About ESMA, Digital Finance and Innovation, Investor protection, Speeches, Supervisory convergence, Sustainable finance Reference DOWNLOAD 701.79 KB
ESMA24-450544452-1848 Annex to the Opening Statement - 2023 ECON Annual Hearing, 23 October 2023 About ESMA, Benchmarks, Board of Supervisors, CCP, Credit Rating Agencies, Digital Finance and Innovation, International cooperation, Investor protection, Issuer disclosure, Market data, Market Integrity, Securitisation, Speeches, Supervisory convergence, Sustainable finance, Trading Reference DOWNLOAD 641.86 KB
Related documents Verena Ross Opening Statement - 2023 ECON Annual Hearing, 23 October 2023
Summary
Translated versions