ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

143 documents
Date Sort ascending Reference Title Sections Type Main document Info
Market makers - XLS Market makers and authorised primary dealers who are using the exemption under the SSR - XLS Short Selling Reference DOWNLOAD 40.72 KB
Market makers - pdf Market makers and authorised primary dealers who are using the exemption under the SSR - PDF Short Selling Reference DOWNLOAD 453.92 KB
Net short thresholds Net short position notification thresholds for sovereign issuers Short Selling Reference DOWNLOAD 27.35 KB
ESMA32-67-802 Compliance table on the Guidelines on the enforcement of financial information Guidelines and Technical standards, Transparency Compliance table DOWNLOAD 192.71 KB
ESMA50-524821-3002 Working Paper on Market impacts of the 2020 short selling bans Risk monitoring, Short Selling Report DOWNLOAD 742.21 KB
ESMA50-164-770 Links to national websites where net short positions in shares are disclosed Short Selling Reference DOWNLOAD 123.78 KB
ESMA31-67-535 Practical Guide on notifications of major holdings under the Transparency Directive About ESMA, Issuer disclosure, Transparency Reference DOWNLOAD 1022.57 KB
ESMA50-164-772 Links to the national websites explaining the procedures for notifications of net short positions Short Selling Reference DOWNLOAD 200.78 KB
SSR sanctions Administrative measures and sanctions applicable in Member States to infringements of the Short Selling Regulation (SSR) Short Selling Reference DOWNLOAD 372.65 KB
ESMA70-445-372 Verena Ross' ISDA keynote speech – ESMA’s priorities for transparency Speeches, Transparency Speech DOWNLOAD 177.57 KB
ESMA80-187-945 Verena Ross' speech at ECMI/CEPS Webinar, 20 April 2022 Credit Rating Agencies, Trade Repositories, Transparency Speech DOWNLOAD 178.1 KB
ESMA70-448-10 Final Report - Short Selling Regulation Review Short Selling Final Report DOWNLOAD 749.55 KB
ESMA70-447-1885 Statement on new NSP notification threshold Market Integrity, Short Selling Statement DOWNLOAD 90.32 KB
ESMA22-106-3734 SMSG advice to ESMA on its Consultation Paper on the review of certain aspects of the Short Selling Regulation Securities and Markets Stakeholder Group, Short Selling SMSG Advice DOWNLOAD 167.66 KB
ESMA74-362-2159 ESMA as a data driven regulator and supervisor - AFME 5th Annual European Compliance and Legal Virtual Conference Market data, Trading, Market data, Post Trading, Risk monitoring, Securitisation, Speeches, Supervisory convergence, Trade Repositories, Transparency Speech DOWNLOAD 167.18 KB
ESMA70-156-3914 Response form - Consultation Paper on the review of certain aspects of the SSR Short Selling Reference DOWNLOAD 751.38 KB
ESMA70-156-3914 Consultation Paper on the review of certain aspects of the Short Selling Regulation Short Selling Consultation Paper DOWNLOAD 1.19 MB
ESMA70-156-4262 Opinion for the adjustment of the threshold set out in Article 5(2) of SSR COVID-19, Market Integrity, Short Selling Opinion DOWNLOAD 429.84 KB
ESMA32-51-818 Letter to the EC on next steps following Wirecard Issuer disclosure, Guidelines and Technical standards, Supervisory convergence, Transparency Letter DOWNLOAD 277.21 KB
ESMA32-60-707 Letter to EC on ESAP targeted consultation Transparency Letter DOWNLOAD 159.36 KB