| From 27/05/2019 to 29/07/2019 |
Consultation on Guidelines for reporting under Articles 4 and 12 SFTR |
Securities Financing Transactions |
SEE RESPONSES |
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| Summary |
Responding to this paper
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
- Respond to the question stated;
- indicate the specific question to which the comment…
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| Documents |
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| From 27/05/2019 to 27/08/2019 |
Consultation on Guidelines on periodic information and notification of material changes to be submitted to ESMA by Trade Repositories |
Market Integrity, Post Trading |
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| Summary |
Responding to this paper
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex II. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to…
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| Documents |
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|
| From 24/05/2019 to 05/07/2019 |
CALL FOR EVIDENCE ON POSITION LIMITS IN COMMODITY DERIVATIVES |
Trading |
SEE RESPONSES |
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| Summary |
The European Securities and Markets Authority (ESMA) has launched a call for evidence on position limits and position management in commodity derivatives. ESMA launches this call for evidence in the context of the reviews it must perform under MiFID II, together with the European Commission (EC… |
| Documents |
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| From 24/05/2019 to 05/07/2019 |
CONSULTATION ON INDICES AND RECOGNISED EXCHANGES UNDER THE CAPITAL REQUIREMENTS REGULATION |
Trading |
SEE RESPONSES |
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| Summary |
The European Securities and Markets Authority (ESMA) has published a Consultation Paper proposing amendments to the main indices and recognised exchanges under the Capital Requirements Regulation (CRR). ESMA considers it necessary to introduce amendments to the Implementing Technical… |
| Documents |
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| From 28/03/2019 to 29/06/2019 |
Consultation on draft regulatory technical standards under Article 25 of the ELTIF Regulation |
Fund Management |
SEE RESPONSES |
|
| Summary |
Responding to this paper
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to…
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| Documents |
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| From 05/02/2019 to 01/04/2019 |
Consultation on draft guidelines on liquidity stress test for investment funds |
Fund Management |
SEE RESPONSES |
|
| Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in section 5. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which…
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| Documents |
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|
| From 20/12/2018 to 20/02/2019 |
Consultation on Guidelines on Settlement Fails Reporting under Article 7(1) of CSDR |
Post Trading |
SEE RESPONSES |
|
| Summary |
Responding to this paper
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which…
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| Documents |
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|
| From 20/12/2018 to 20/02/2019 |
Consultation on Guidelines on standardised procedures and messaging protocols used between investment firms and their professional clients under Article 6(2) of CSDR |
Post Trading |
SEE RESPONSES |
|
| Summary |
Responding to this paper
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which…
|
| Documents |
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|
| From 19/12/2018 to 19/02/2019 |
Consultation on integrating sustainability risks and factors in the UCITS Directive and AIFMD |
Fund Management |
SEE RESPONSES |
|
| Summary |
Responding to this paper
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in the Annex. Comments are most helpful if they:
1. respond to the question stated;
2. indicate the specific question… |
| Documents |
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|
| From 19/12/2018 to 19/03/2019 |
Consulation on Disclosure Requirements Applicable to Credit Ratings |
Credit Rating Agencies |
SEE RESPONSES |
|
| Summary |
Responding to this paper
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex III. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific…
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| Documents |
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|
| From 19/12/2018 to 19/02/2019 |
Consultation on integrating sustainability risks and factors in MiFID II |
Investor protection |
SEE RESPONSES |
|
| Summary |
Responding to this paper
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they:
1. respond to the question stated;
2. indicate the specific… |
| Documents |
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|
| From 13/11/2018 to 14/02/2019 |
Consultation on draft guidelines on the reporting to competent authorities under article 37 of the MMF Regulation |
Fund Management |
SEE RESPONSES |
|
| Summary |
Responding to this paper
ESMA invites comments on all matters in this paper and in particular on the specific questions in Annex I. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the comment relates;
-… |
| Documents |
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|
| From 09/11/2018 to 11/01/2019 |
Call for evidence on periodic auctions for equity instruments |
Trading |
SEE RESPONSES |
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| Summary |
Who should read this paper
This paper is primarily of interest to trading venues and investment firms trading in equity… |
| Documents |
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| From 28/09/2018 to 01/12/2018 |
Consultation on draft guidelines on stress test scenarios under the MMF Regulation |
Fund Management |
SEE RESPONSES |
|
| Summary |
Responding to this paper
ESMA invites responses to the questions set out throughout its Consultation Paper on the Draft guidelines on stress test scenarios under the MMF Regulation. Responses are most helpful if they:
- respond to the question stated;
- indicate the…
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| Documents |
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|
| From 19/07/2018 to 26/09/2018 |
Consultation on Revised Guidelines on Periodic Reporting by CRAs |
Credit Rating Agencies |
SEE RESPONSES |
|
| Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the comment relates;
- …
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| Documents |
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|
| From 13/07/2018 to 07/09/2018 |
Amendment to Commission Delegated Regulation (EU) 2017/588 (RTS 11) |
Trading |
SEE RESPONSES |
|
| Summary |
Responding to this paper
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
· respond to the question stated; … |
| Documents |
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|
| From 13/07/2018 to 05/10/2018 |
Consultation on draft guidelines on risk factors under the Prospectus Regulation |
Prospectus |
SEE RESPONSES |
|
| Summary |
This Consultation Paper may be of particular interest to investors, issuers, including issuers already admitted to trading on a regulated market or on a multilateral trading facility, offerors or persons asking for admission to trading on a regulated market as well as to any market participant… |
| Documents |
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| From 13/07/2018 to 05/10/2018 |
Consultation on the draft technical advice on minimum information content for prospectus exemption |
Prospectus |
SEE RESPONSES |
|
| Summary |
This Consultation Paper may be of particular interest to investors, issuers, including issuers already admitted to trading on a regulated market or on a multilateral trading facility, offerors or persons asking for admission to trading on a regulated market as well as to any market participant… |
| Documents |
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|
| From 11/07/2018 to 30/08/2018 |
Consultation Paper no.6 on the Clearing Obligation under EMIR |
Post Trading |
SEE RESPONSES |
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| Summary |
All interested stakeholders are invited to respond to this consultation paper. In particular, responses are sought from financial and non-financial counterparties of OTC derivative transactions as well as central counterparties (CCPs) and clearing members.
All contributions received will… |
| Documents |
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| From 04/05/2018 to 15/06/2018 |
Consultation on amendments to the EMIR Clearing Obligation under the Securitisation Regulation |
Joint Committee, Post Trading |
SEE RESPONSES |
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| Summary |
Responding to this paper
The European Securities Authorities (ESA) invite responses to the questions listed in this Consultation Paper on the amendments to the EMIR Clearing Obligation under the Securitisation Regulation.
All contributions should be submitted online using the reply… |
| Documents |
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