| From 03/02/2020 to 15/04/2020 |
CONSULTATION ON MIFIR REPORT ON SI |
Trading |
SEE RESPONSES |
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| Summary |
Responding to this paper
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the comment…
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| Documents |
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| From 31/01/2020 to 28/04/2020 |
Draft technical standards on the provision of investment services and activities in the Union by third-country firms under MiFID II and MiFIR |
Investor protection |
SEE RESPONSES |
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| Summary |
Who should read this paper
This paper is primarily of interest to third-country firms providing investment services and activities in the Union either (i) on a cross-border basis according to the national law of their host Member State or (ii) though a branch in… |
| Documents |
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| From 17/01/2020 to 13/04/2020 |
Guidelines on securitisation repository data completeness and consistency thresholds |
Securitisation |
SEE RESPONSES |
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| Summary |
Responding to this paper
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they:
1. respond to the question stated;
2. indicate the specific question to which… |
| Documents |
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| From 13/12/2019 to 18/01/2020 |
Consultation on CCP penalties |
Post Trading |
SEE RESPONSES |
|
| Summary |
Responding to this paper
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the comment…
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| Documents |
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| From 05/12/2019 to 13/04/2020 |
Consultation on Guidelines on Internal Controls for CRAs |
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SEE RESPONSES |
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| Summary |
Responding to this paper
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex III. Comments are most helpful if they:
· respond to the question… |
| Documents |
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| From 05/11/2019 to 08/01/2020 |
Consultation on MiFID II review report on position limits and position management - draft Technical Advice on weekly |
Trading |
SEE RESPONSES |
|
| Summary |
Responding to this paper
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the comment…
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| Documents |
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|
| From 16/10/2019 to 13/01/2020 |
Joint Consultation concerning amendments to the PRIIPs KID |
Fund Management, Joint Committee |
SEE RESPONSES |
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| Summary |
The European Supervisory Authorities (ESAs) welcome comments on this consultation paper setting out proposed amendments to Commission Delegated Regulation (EU) 2017/653 of 8 March 2017 (hereinafter “PRIIPs Delegated Regulation”).
The consultation package includes:
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| Documents |
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| From 04/10/2019 to 22/11/2019 |
Consultation Paper on alignment of MiFIR with the changes introduced by EMIR Refit |
Trading, Post Trading |
SEE RESPONSES |
|
| Summary |
Responding to this paper
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
· respond to the question stated;… |
| Documents |
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|
| From 03/10/2019 to 29/11/2019 |
Consultation MAR review |
Market Abuse |
SEE RESPONSES |
|
| Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to…
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| Documents |
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|
| From 03/10/2019 to 02/12/2019 |
Consultation on Draft technical advice on commercial terms for providing clearing services under EMIR (FRANDT) |
Post Trading |
SEE RESPONSES |
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| Summary |
Who should read this paper
All interested stakeholders are invited to respond to this consultation. In particular, responses are sought from counterparties acting (or intending to act) as clearing service providers and counterparties that are current or potential… |
| Documents |
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| From 30/09/2019 to 04/11/2019 |
Effects of product intervention measures regarding CFDs and binary options on market participants and clients |
Investor protection |
SEE RESPONSES |
|
| Summary |
Responding to this paper
ESMA invites comments on this paper and in particular on the specific questions summarised in Chapter 5.
ESMA will consider all comments received by 4 November 2019.
All contributions should be submitted online at www.esma.europa.… |
| Documents |
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| From 17/07/2019 to 06/09/2019 |
Call for evidence on Impact of the inducements and costs and charges disclosure requirements under MiFID II |
Investor protection |
SEE RESPONSES |
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| Summary |
Responding to this paper
ESMA invites comments on this paper and in particular on the specific questions summarised in Chapter 3.
ESMA will consider all comments received by 6 September 2019.
All contributions should be submitted online at www.esma.europa.eu under the… |
| Documents |
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| From 16/07/2019 to 31/10/2019 |
CONSULTATION ON PERFORMANCE FEES GUIDELINES IN UCITS |
Fund Management |
SEE RESPONSES |
|
| Summary |
Responding to this paper
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to…
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| Documents |
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|
| From 15/07/2019 to 15/10/2019 |
Consultation on Guidelines on certain aspects of the MiFID II compliance function requirements |
Investor protection |
SEE RESPONSES |
|
| Summary |
Responding to this paper
ESMA invites comments on this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to…
|
| Documents |
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|
| From 12/07/2019 to 04/10/2019 |
Consultation on Draft Guidelines on disclosure requirements under the Prospectus Regulation |
Prospectus |
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| Summary |
Responding to this paper
ESMA invites responses to the questions set out throughout this Consultation Paper. Responses are most helpful if they:
- respond to the question stated;
- contain a clear rationale; and
- describe any alternatives ESMA…
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| Documents |
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| From 12/07/2019 to 06/09/2019 |
MiFID II/MiFIR review report on the development in prices for pre- and post-trade data and on the consolidated tape for equity instruments |
Trading |
SEE RESPONSES |
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| Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific…
|
| Documents |
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|
| From 24/06/2019 to 29/07/2019 |
Collection of evidence on undue short-term pressure from the financial sector on corporations |
Sustainable finance |
SEE RESPONSES |
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| Summary |
The European Securities and Markets Authority (ESMA) has today published a questionnaire which aims to gather evidence on potential short-term pressures on corporations stemming from the financial sector.
Considering… |
| Documents |
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| From 29/05/2019 to 29/07/2019 |
Draft technical advice on criteria for tiering under Article 25(2a) of EMIR2.2 |
Post Trading |
SEE RESPONSES |
|
| Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex III. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific…
|
| Documents |
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|
| From 29/05/2019 to 29/07/2019 |
Technical Advice on Comparable Compliance under article 25a of EMIR |
Post Trading |
SEE RESPONSES |
|
| Summary |
Responding to this paper
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex III. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to…
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| Documents |
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|
| From 29/05/2019 to 29/07/2019 |
ESMA fees for Third-Country CCPs under EMIR 2.2 |
Post Trading |
SEE RESPONSES |
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| Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex III. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific…
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| Documents |
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