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382 documents
Date Reference Title Sections Type Main document Info
ESMA71-99-1366 ESMA publishes its first Review Reports on the MiFIR transparency regime Press Releases, Trading Press Release DOWNLOAD 171.59 KB
2012/424 ESMA publishes MiFID guidelines to enhance investor protection Investor protection, Press Releases Press Release DOWNLOAD 118.08 KB
2016/406 ESMA publishes report on EU accounting enforcement in 2015 Issuer disclosure, Financial reporting, Press Releases, Supervisory convergence Press Release DOWNLOAD 121.47 KB
2013/867 ESMA publishes research on the sale of complex products to retail financial consumers Press Releases Press Release DOWNLOAD 95.07 KB
2016/644 ESMA publishes results of EU central counterparties stress test Post Trading, Press Releases Press Release DOWNLOAD 178.76 KB
2015/495 ESMA publishes review on best execution supervisory practices under MiFID Investor protection, Press Releases, Supervisory convergence Press Release DOWNLOAD 112.68 KB
2013/649 ESMA publishes review on impact of short selling regulation Short Selling, Press Releases Press Release DOWNLOAD 170.99 KB
ESMA71-99-1205 ESMA publishes stress simulation framework for investment funds Fund Management, Press Releases, Risk monitoring Press Release DOWNLOAD 119.98 KB
2016/472 ESMA publishes UCITS remuneration guidelines Fund Management, Press Releases Press Release DOWNLOAD 113.03 KB
Related documents Letter to European Commission, European Council and European Parliament on the Proportionality principle and remuneration rules in the financial sector Guidelines on sound remuneration policies under the UCITS Directive and AIFMD
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2015/1379 ESMA raises its market risk indicator to highest level Risk monitoring, Press Releases Press Release DOWNLOAD 120.03 KB
2012/128 ESMA readies guidelines on automated trading – application deadline starts Press Releases, Trading Press Release DOWNLOAD 167.16 KB
Related documents Guidelines - Systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities Final report - Guidelines on systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities
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Translated versions
ESMA71-99-1193 ESMA reappoints MB members July 2019 and SC extension Board of Supervisors, About ESMA, Management Board, Press Releases Press Release DOWNLOAD 95.43 KB
ESMA71-99-1404 ESMA reappoints the chairs of its Data and Investment Management Standing Committees Board of Supervisors, Fund Management, Press Releases Statement DOWNLOAD 86.16 KB
2015/1260 ESMA recommends changes to EMIR framework Post Trading, Press Releases Press Release DOWNLOAD 236.41 KB
Related documents EMIR Review Report no.4 - ESMA input as part of the Commission consultation on the EMIR Review EMIR Review Report no.3 - Review on the segregation and portability requirements EMIR Review Report no.2 - Review on the efficiency of margining requirements to limit procyclicality EMIR Review Report no.1 - Review on the use of OTC derivatives by non-financial counterparties
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2013/240 ESMA recommends EU Code of Conduct for proxy advisor industry Press Releases, Corporate Governance, Issuer disclosure Press Release DOWNLOAD 140.27 KB
ESMA71-99-521 ESMA recommends improvements in financial information enforcement Financial reporting, Press Releases, Supervisory convergence Press Release DOWNLOAD 148.06 KB
Related documents Peer Review on Guidelines on Enforcement of Financial Information
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ESMA71-99-470 ESMA registers Bloomberg Trade Repository Limited as a trade repository Press Releases, Trade Repositories Statement DOWNLOAD 141.48 KB
ESMA71-99-1122 ESMA registers DTCC Data Repository (Ireland) PLC as trade repository Press Releases Press Release DOWNLOAD 76.02 KB
2013/1735 ESMA registers ICE TVEL and CME TR as trade repositories Press Releases Press Release DOWNLOAD 91.65 KB
ESMA71-99-1321 ESMA registers SFTR TRs Press Releases, Securities Financing Transactions, Trade Repositories Statement DOWNLOAD 95.4 KB