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19 documents
Date Reference Title Sections Type Main document Info
ESMA71-99-2040 ACER and ESMA enhance cooperation to strengthen oversight of energy and energy derivative markets Benchmarks, Market Abuse, Market Integrity, Trading, Post Trading, Press Releases Reference DOWNLOAD 203.77 KB
ESMA71-99-1913 Press_Release_Enforcement REGIS TR Board of Supervisors, Press Releases, Trade Repositories Press Release DOWNLOAD 121.76 KB
ESMA71-99-1864 ESMA Statement on Ukraine Benchmarks, Board of Supervisors, CCP, Issuer disclosure, Credit Rating Agencies, Fund Management, Market Abuse, Market Integrity, Trading, Post Trading, Press Releases, Trade Repositories, Trading Statement DOWNLOAD 93.35 KB
ESMA71-99-1734 Press Release - ESMA fines UnaVista trade repository €238500 for EMIR data failures Board of Supervisors, Press Releases, Trade Repositories Press Release DOWNLOAD 125.85 KB
ESMA71-99-1715 Press Release - DTCC Derivatives Repository fined €408,000 for EMIR data breaches Board of Supervisors, Press Releases, Trade Repositories Press Release DOWNLOAD 128.95 KB
ESMA71-99-1498 Brexit: ESMA withdraws the registrations of six UK-based credit rating agencies and four trade repositories Brexit, Credit Rating Agencies, Press Releases, Trade Repositories Press Release DOWNLOAD 94.63 KB
ESMA71-99-1321 ESMA registers SFTR TRs Press Releases, Securities Financing Transactions, Trade Repositories Statement DOWNLOAD 95.4 KB
ESMA71-99-1287 ESMA Supervision WP 2020 Benchmarks, Credit Rating Agencies, Press Releases, Securities Financing Transactions, Securitisation, Trade Repositories Press Release DOWNLOAD 130.42 KB
Related documents ESMA Supervision - Annual Report 2019 and Work Programme 2020
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Translated versions
ESMA71-99-1256 ESMA CRAs TRs thematic fees report Press Releases, Supervisory convergence, Trade Repositories Press Release DOWNLOAD 101.41 KB
Related documents CRAs and TRs Follow Up Fees Factsheet CRAs and TRs Follow Up Fees Factsheet
Summary
Translated versions
ESMA71-99-1181 Press release: ESMA fines Regis-TR S.A. €56,000 for data access failures Press Releases, Trade Repositories Press Release DOWNLOAD 115.68 KB
ESMA71-99-1096 ESMA and EU securities regulators MoUs with FCA Board of Supervisors, Brexit, Credit Rating Agencies, Fund Management, Press Releases, Trade Repositories Press Release DOWNLOAD 80.5 KB
ESMA50-164-1173 Press Release MiFID/MAR Transitional Transparency Calculations Market Abuse, Market Integrity, Trading, Market data, Press Releases Press Release DOWNLOAD 225.44 KB
ESMA71-99-470 ESMA registers Bloomberg Trade Repository Limited as a trade repository Press Releases, Trade Repositories Statement DOWNLOAD 141.48 KB
2016/468 ESMA fines DTCC Derivatives Repository Limited €64,000 for data access failures Press Releases, Trade Repositories Press Release DOWNLOAD 166.05 KB
2016/247 ESMA to focus on governance, strategy, data and fees in 2016 supervision Credit Rating Agencies, Press Releases, Trade Repositories Press Release DOWNLOAD 160.03 KB
Related documents ESMA’s supervision of credit rating agencies and trade repositories - 2015 annual report and 2016 work plan.
Summary
Translated versions
2013/1650 ESMA begins preparatory work for new Market Abuse Regime Market Abuse, Market Integrity, Press Releases Press Release DOWNLOAD 95.26 KB
2013/852 ESMA review finds good compliance with EU market abuse rules Market Abuse, Press Releases, Supervisory convergence Press Release DOWNLOAD 132.09 KB
07-762 Press release - CESR identifies the Administrative Measures and Sanctions as well as the Criminal Sanctions available in Member States under the Market Abuse Directive (MAD) Market Abuse, Press Releases Press Release DOWNLOAD 82.23 KB
05-331 Press release - Facilitating the implementation of the Market Abuse Directive Market Abuse, Press Releases Press Release DOWNLOAD 72.91 KB