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21 documents
Date Reference Title Sections Type Main document Info
ESMA71-99-1986 Press Release - ESMA finds NCAs' scrutiny and approval of prospectuses satisfactory Press Releases, Prospectus Press Release DOWNLOAD 110.6 KB
ESMA71-99-1913 Press_Release_Enforcement REGIS TR Board of Supervisors, Press Releases, Trade Repositories Press Release DOWNLOAD 121.76 KB
ESMA71-99-1864 ESMA Statement on Ukraine Benchmarks, Board of Supervisors, CCP, Issuer disclosure, Credit Rating Agencies, Fund Management, Market Abuse, Market Integrity, Trading, Post Trading, Press Releases, Trade Repositories, Trading Statement DOWNLOAD 93.35 KB
ESMA71-99-1734 Press Release - ESMA fines UnaVista trade repository €238500 for EMIR data failures Board of Supervisors, Press Releases, Trade Repositories Press Release DOWNLOAD 125.85 KB
ESMA71-99-1709 Press Release - ESMA SPACs statement Investor protection, Press Releases, Prospectus Press Release DOWNLOAD 91.75 KB
ESMA71-99-1715 Press Release - DTCC Derivatives Repository fined €408,000 for EMIR data breaches Board of Supervisors, Press Releases, Trade Repositories Press Release DOWNLOAD 128.95 KB
ESMA71-99-1498 Brexit: ESMA withdraws the registrations of six UK-based credit rating agencies and four trade repositories Brexit, Credit Rating Agencies, Press Releases, Trade Repositories Press Release DOWNLOAD 94.63 KB
ESMA71-99-1362 ESMA promotes consistent application of prospectus disclosure requirements Press Releases, Prospectus Press Release DOWNLOAD 104.53 KB
ESMA71-99-1321 ESMA registers SFTR TRs Press Releases, Securities Financing Transactions, Trade Repositories Statement DOWNLOAD 95.4 KB
ESMA71-99-1287 ESMA Supervision WP 2020 Benchmarks, Credit Rating Agencies, Press Releases, Securities Financing Transactions, Securitisation, Trade Repositories Press Release DOWNLOAD 130.42 KB
Related documents ESMA Supervision - Annual Report 2019 and Work Programme 2020
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Translated versions
ESMA71-99-1256 ESMA CRAs TRs thematic fees report Press Releases, Supervisory convergence, Trade Repositories Press Release DOWNLOAD 101.41 KB
Related documents CRAs and TRs Follow Up Fees Factsheet CRAs and TRs Follow Up Fees Factsheet
Summary
Translated versions
ESMA71-99-1181 Press release: ESMA fines Regis-TR S.A. €56,000 for data access failures Press Releases, Trade Repositories Press Release DOWNLOAD 115.68 KB
ESMA71-99-1096 ESMA and EU securities regulators MoUs with FCA Board of Supervisors, Brexit, Credit Rating Agencies, Fund Management, Press Releases, Trade Repositories Press Release DOWNLOAD 80.5 KB
ESMA71-99-959 ESMA proposes simplifications to prospectuses format and content Press Releases, Prospectus Press Release DOWNLOAD 191.78 KB
ESMA71-99-514 Press release - ESMA proposes simplifications for prospectuses Press Releases, Prospectus Press Release DOWNLOAD 191.96 KB
Related documents Draft technical advice on format and content of the prospectus Draft technical advice on content and format of the EU Growth prospectus Draft technical advice on scrutiny and approval of the prospectus
Summary
Translated versions
ESMA71-99-470 ESMA registers Bloomberg Trade Repository Limited as a trade repository Press Releases, Trade Repositories Statement DOWNLOAD 141.48 KB
2016/468 ESMA fines DTCC Derivatives Repository Limited €64,000 for data access failures Press Releases, Trade Repositories Press Release DOWNLOAD 166.05 KB
2016/247 ESMA to focus on governance, strategy, data and fees in 2016 supervision Credit Rating Agencies, Press Releases, Trade Repositories Press Release DOWNLOAD 160.03 KB
Related documents ESMA’s supervision of credit rating agencies and trade repositories - 2015 annual report and 2016 work plan.
Summary
Translated versions
2015/1871 Proxy advisors take steps towards increased transparency Prospectus, Corporate Governance, Press Releases Press Release DOWNLOAD 157.9 KB
2012/140 ESMA advises European Commission on Prospectus Directive’s overhaul - Advice covers possible delegated acts Prospectus, Issuer disclosure, Press Releases Press Release DOWNLOAD 115.14 KB