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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

910 documents
Date Sort ascending Reference Title Sections Type Main document Info
2011/146 Press release - ESMA issues Guidelines on endorsement and clarifies the use for regula-tory purposes of credit ratings issued outside the European Union after 6 June 2011 Credit Rating Agencies, Press Releases Press Release DOWNLOAD 33.42 KB
2011/139 Final report - Guidelines on the application of the endorsement regime under Article 4 (3) of the Credit Rating Agencies Regulation No 1060/2009 Credit Rating Agencies, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 653.98 KB
2011/144 Final advice - ESMA´s Technical Advice to the Commission on Fees for CRAs Credit Rating Agencies Technical Advice DOWNLOAD 1.72 MB
2011/114 Consultation paper - ESMA´s Technical Advice to the Commission on Fees for CRA Supervision Credit Rating Agencies Consultation Paper DOWNLOAD 95.52 KB
2011/97 Consultation paper - ESMA Guidelines on the application of the endorsement regime under Article 4 (3) of the Credit Rating Regulation1060/2009 Credit Rating Agencies Consultation Paper DOWNLOAD 273.66 KB
2011/16 Letter to the SEC - Rulemakings on Registration of non-resident Swap Data Repositories Trading Letter DOWNLOAD 30.66 KB
2011/4 Letter to the CFTC - Rulemakings on Registration of foreign Swap Data Repositories and Foreign Boards of Trade Trading Letter DOWNLOAD 34.38 KB
2011/5 Call for evidence - criteria for endorsement (Article 21 (2)(a) of the draft amended CRA Regulation) Credit Rating Agencies Consultation Paper DOWNLOAD 218.02 KB
10-333 Technical Advice - The Equivalence between the Japanese Regulatory and Supervisory Framework and the EU Regulatory Regime for Credit Rating Agencies CESR Archive, Credit Rating Agencies Technical Advice DOWNLOAD 4.59 MB
00-064c The regulation of Alternative Trading Systems in Europe. A paper for the EU Commission Trading Final Report DOWNLOAD 84.28 KB