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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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414 documents
Date Reference Title Sections Type Main document Info
ESMA70-155-9590 Opinion on FSMA emergency measure under the SSR COVID-19, Market Integrity, Short Selling Opinion DOWNLOAD 260.27 KB
ESMA70-155-9581 Opinion on AMF emergency measure under SSR COVID-19, Market Integrity, Short Selling Opinion DOWNLOAD 253.85 KB
ESMA70-155-9565 Opinion on CONSOB emergency measure under SSR COVID-19, Market Integrity, Short Selling Opinion DOWNLOAD 346.47 KB
ESMA70-155-9556 Opinion on CNMV emergency measure under SSR COVID-19, Market Integrity, Short Selling Opinion DOWNLOAD 173.98 KB
ESMA71-99-1291 ESMA requires net short position holders to report positions of 0.1% and above COVID-19, Market Integrity, Press Releases, Short Selling Press Release DOWNLOAD 82.58 KB
Related documents ESMA decision on thresholds for reporting net short positions
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Translated versions
ESMA70-155-9546 ESMA decision on thresholds for reporting net short positions COVID-19, Market Integrity, Short Selling Decision DOWNLOAD 236.65 KB
ESMA71-99-1287 ESMA Supervision WP 2020 Benchmarks, Credit Rating Agencies, Press Releases, Securities Financing Transactions, Securitisation, Trade Repositories Press Release DOWNLOAD 130.42 KB
Related documents ESMA Supervision - Annual Report 2019 and Work Programme 2020
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ESMA80-199-332 ESMA Supervision - Annual Report 2019 and Work Programme 2020 Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories Annual Report DOWNLOAD 825.72 KB
Related documents ESMA Supervision WP 2020
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ESMA32-67-642 Sustainable financial markets: translating changing risks and investor preferences into regulatory action - Speech by Steven Maijoor, European Financial Forum, Dublin Credit Rating Agencies, Speeches, Supervisory convergence Speech DOWNLOAD 156.74 KB
ESMA33-9-340 CRA Market Share Calculation 2019 Credit Rating Agencies Report DOWNLOAD 446.77 KB
ESMA80-196-3218 Follow-up Report on fees charged by CRAs and TRs Credit Rating Agencies, Supervisory convergence, Trade Repositories Report DOWNLOAD 606.45 KB
ESMA71-100-1792 CRAs and TRs Follow Up Fees Factsheet Credit Rating Agencies, Supervisory convergence, Trade Repositories Reference DOWNLOAD 122.09 KB
Related documents Follow-up Report on fees charged by CRAs and TRs
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ESMA70-156-1823 ESMA 2019 report on the application of AMPs Market Abuse, Market Integrity Report DOWNLOAD 1.4 MB
ESMA71-99-1255 PR on GLs for CRAs internal control functions Credit Rating Agencies, Press Releases Press Release DOWNLOAD 86.68 KB
Related documents Guidelines on Internal Controls for CRAs
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ESMA33-9-355 Guidelines on Internal Controls for CRAs Credit Rating Agencies Consultation Paper DOWNLOAD 523.56 KB
Related documents Response Form CP on GLs on Internal Controls for CRAs
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ESMA33-5-370 Response Form CP on GLs on Internal Controls for CRAs Credit Rating Agencies Reference DOWNLOAD 745.76 KB
Related documents Guidelines on Internal Controls for CRAs
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ESMA70-21038340-46 Compliance table for the Guidelines on market making activities under the Short Selling Regulation Guidelines and Technical standards, Market Integrity, Short Selling Compliance table DOWNLOAD 267.48 KB
ESMA80-191-932 Guidance on registering securitisation repositories Credit Rating Agencies Reference DOWNLOAD 147.3 KB
ESMA70-155-8524 ESMA Opinion CNMV revised Accepted Market Practice Market Abuse, Market Integrity Opinion DOWNLOAD 520.92 KB
ESMA74-361-75 Call for interest DAG members Market Integrity, Trading Reference DOWNLOAD 167.88 KB