ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

168 documents
Date Sort ascending Reference Title Sections Type Main document Info
Market makers - XLS Market makers and authorised primary dealers who are using the exemption under the SSR - XLS Short Selling Reference DOWNLOAD 40.72 KB
Market makers - pdf Market makers and authorised primary dealers who are using the exemption under the SSR - PDF Short Selling Reference DOWNLOAD 453.92 KB
Net short thresholds Net short position notification thresholds for sovereign issuers Short Selling Reference DOWNLOAD 27.35 KB
EMIR 59.3 register List of registered trade repositories Trade Repositories Reference DOWNLOAD 52.47 KB
ESMA50-524821-3002 Working Paper on Market impacts of the 2020 short selling bans Risk monitoring, Short Selling Report DOWNLOAD 742.21 KB
ESMA74-362-2351 Guidelines on transfer of data between Trade Repositories under EMIR and SFTR Guidelines and Technical standards, Market data, Securities Financing Transactions, Trade Repositories Guidelines & Recommendations DOWNLOAD 321.79 KB
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Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , GA , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA12-2121844265-3173 Final report on Guidelines on position calculation under EMIR Guidelines and Technical standards, Post Trading, Trade Repositories Final Report DOWNLOAD 724.51 KB
ESMA50-164-770 Links to national websites where net short positions in shares are disclosed Short Selling Reference DOWNLOAD 123.78 KB
ESMA74-362-2281 Guidelines for reporting under EMIR Guidelines and Technical standards, Market data, Trade Repositories Guidelines & Recommendations DOWNLOAD 3.33 MB
Related documents
Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , GA , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA74-362-2683 EMIR REFIT validation rules reconciliation tolerances and template for notifications of DQ issues Market data, Trade Repositories Reference DOWNLOAD 116.7 KB
ESMA74-362-893 QAs on SFTR data reporting Post Trading, Securities Financing Transactions, Trade Repositories Q&A DOWNLOAD 439.13 KB
ESMA70-1861941480-52 Q&A on EMIR implementation Post Trading, Trade Repositories Q&A DOWNLOAD 1.54 MB
ESMA22-106-4423 Summary of conclusions TRACE DBP - 26 January 2023 Board of Supervisors, Trade Repositories Summary of Conclusions DOWNLOAD 349.87 KB
ESMA74-362-2804 Consultation Paper on the amendments to Guidelines on position calculation under EMIR - Reply form Post Trading, Trade Repositories Reference DOWNLOAD 696.24 KB
ESMA74-362-2724 Consultation Paper on the amendments to Guidelines on position calculation under EMIR Post Trading, Trade Repositories Consultation Paper DOWNLOAD 833.38 KB
ESMA74-362-2281 Final report on the Guidelines for reporting under EMIR Guidelines and Technical standards, Market data, Trade Repositories Final Report DOWNLOAD 3.19 MB
ESMA22-106-4184 Summary of conclusions TRACE DBP - 21 September 2022 Board of Supervisors, Trade Repositories Summary of Conclusions DOWNLOAD 83.58 KB
ESMA50-164-772 Links to the national websites explaining the procedures for notifications of net short positions Short Selling Reference DOWNLOAD 200.78 KB
SSR sanctions Administrative measures and sanctions applicable in Member States to infringements of the Short Selling Regulation (SSR) Short Selling Reference DOWNLOAD 372.65 KB
ESMA80-187-945 Verena Ross' speech at ECMI/CEPS Webinar, 20 April 2022 Credit Rating Agencies, Trade Repositories, Transparency Speech DOWNLOAD 178.1 KB