|
Market makers - XLS |
Market makers and authorised primary dealers who are using the exemption under the SSR - XLS |
Short Selling |
Reference |
DOWNLOAD 40.72 KB |
|
|
Market makers - pdf |
Market makers and authorised primary dealers who are using the exemption under the SSR - PDF |
Short Selling |
Reference |
DOWNLOAD 453.92 KB |
|
|
Net short thresholds |
Net short position notification thresholds for sovereign issuers |
Short Selling |
Reference |
DOWNLOAD 27.35 KB |
|
|
ESMA42-2004696504-7771 |
Follow-up Report to the Peer Review into supervisory actions aiming at enhancing the quality of data reported under EMIR |
Post Trading, Supervisory convergence |
Report |
DOWNLOAD 419.48 KB |
|
|
ESMA84-2037069784-2122 |
Consultation Paper on the Proposed Revisions to Commission Delegated Regulation (EU) 447/2012 and Annex I of CRA Regulation |
Credit Rating Agencies |
Consultation Paper |
DOWNLOAD 828.51 KB |
|
|
ESMA84-858037815-66 |
Consultation on European Green Bond Regulation - Reply form |
Investor protection, Supervisory convergence, Sustainable finance |
Reference |
DOWNLOAD 732.06 KB |
|
|
|
ESMA84-2037069784-2116 |
Consultation Paper on European Green Bond Regulation |
Investor protection, Supervisory convergence, Sustainable finance |
Consultation Paper |
DOWNLOAD 912.31 KB |
|
|
|
ESMA43-1868696574-751 |
ESMA fines Scope EUR 2,197,500 for breaches of conflict of interest obligations - Press Release |
Board of Supervisors, Credit Rating Agencies, Press Releases |
Press Release |
DOWNLOAD 204.81 KB |
|
|
ESMA43-1868696574-770 |
Decision to impose fines in respect of infringements committed by Scope Ratings GmbH |
Board of Supervisors, Credit Rating Agencies |
Decision |
DOWNLOAD 591.09 KB |
|
|
ESMA43-1868696574-745 |
Public Notice on the decision to impose fines in respect of infringements committed by Scope Ratings GmbH |
Board of Supervisors, Credit Rating Agencies |
Decision |
DOWNLOAD 135.04 KB |
|
|
ESMA34-45-1128 |
Compliance table - Guidelines on performance fees in UCITS and certain types of AIFs |
Fund Management, Guidelines and Technical standards, Supervisory convergence |
Compliance table |
DOWNLOAD 250.6 KB |
|
|
ESMA42-111-4966 |
ESMA Peer Review Methodology |
Supervisory convergence |
Reference |
DOWNLOAD 346.56 KB |
|
|
ESMA50-524821-3002 |
Working Paper on Market impacts of the 2020 short selling bans |
Risk monitoring, Short Selling |
Report |
DOWNLOAD 742.21 KB |
|
|
ESMA84-2037069784-2106 |
Report on CRA Market Share Calculation 2023 |
Credit Rating Agencies |
Report |
DOWNLOAD 314.13 KB |
|
|
ESMA35-43-349 |
Q&As on MiFID II and MiFIR investor protection topics |
Investor protection, Supervisory convergence |
Q&A |
DOWNLOAD 1.18 MB |
|
|
ESMA70-145-114 |
Q&A on the Benchmarks Regulation (BMR) |
Benchmarks, Supervisory convergence |
Q&A |
DOWNLOAD 730.96 KB |
|
|
ESMA91-1505572268-3108 |
2022 CCP Peer Review on Due diligence of clearing members |
CCP, Supervisory convergence |
Report |
DOWNLOAD 571.53 KB |
|
|
ESMA80-189-33520 |
Final report on EU CLO credit ratings – risk of conflicts of interests relating to methodology changes |
Credit Rating Agencies |
Final Report |
DOWNLOAD 606.64 KB |
|
|
ESMA71-545613100-2402 |
Making finance work for a sustainable future - Press Release |
Benchmarks, CCP, Credit Rating Agencies, Fund Management, Investor protection, Issuer disclosure, Press Releases, Sustainable finance |
Press Release |
DOWNLOAD 297.43 KB |
|
|
ESMA71-702228251-2720 |
ESMA contributions to sustainable finance - visuals |
Benchmarks, CCP, Credit Rating Agencies, Fund Management, Investor protection, Issuer disclosure, Sustainable finance |
Reference |
DOWNLOAD 829.77 KB |
|