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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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59 documents
Date Reference Title Sections Type Main document Info
ESMA71-99-1498 Brexit: ESMA withdraws the registrations of six UK-based credit rating agencies and four trade repositories Brexit, Credit Rating Agencies, Press Releases, Trade Repositories Press Release DOWNLOAD 94.63 KB
ESMA71-99-1622 CRA Enforcement Case Moodys March 2021 Board of Supervisors, Credit Rating Agencies, Press Releases Press Release DOWNLOAD 134.39 KB
Related documents Public Notices Moodys UK DE ES FR IT Decision 1-2021 Moody's UK Decision 2-2021 Moody's France Decision 3-2021 Moody's Germany Decision 4-2021 Moody's Italy Decision 5-2021 Moody's Spain
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Translated versions
ESMA71-99-1017 CRA fine - ESMA fines five banks Credit Rating Agencies, Press Releases Press Release DOWNLOAD 223.54 KB
2012/158 ESMA allows EU-registered CRAs to endorse credit ratings issued in the US, Canada, Hong Kong and Singapore Credit Rating Agencies Press Release DOWNLOAD 189.93 KB
ESMA71-99-1096 ESMA and EU securities regulators MoUs with FCA Board of Supervisors, Brexit, Credit Rating Agencies, Fund Management, Press Releases, Trade Repositories Press Release DOWNLOAD 80.5 KB
2012/256 ESMA approves credit ratings from Argentina and Mexico for use in the EU Credit Rating Agencies, Press Releases Press Release DOWNLOAD 186.59 KB
2012/274 ESMA approves credit ratings from Brazil for use in the EU Credit Rating Agencies, Press Releases Press Release DOWNLOAD 182.58 KB
2013/700 ESMA approves Dagong Europe as a credit rating agency Credit Rating Agencies Press Release DOWNLOAD 73.5 KB
2013/630 ESMA approves EIU as a credit rating agency Credit Rating Agencies, Press Releases Press Release DOWNLOAD 73.53 KB
2013/853 ESMA approves Spread Research as a credit rating agency Credit Rating Agencies Press Release DOWNLOAD 73.4 KB
2014/596 ESMA censures Standard & Poor’s for internal control failings Credit Rating Agencies, Press Releases Press Release DOWNLOAD 111.54 KB
2013/743 ESMA clarifies boundary of CRA Regulation Credit Rating Agencies Press Release DOWNLOAD 119.21 KB
ESMA71-99-642 ESMA clarifies endorsement regime for third-country credit ratings Credit Rating Agencies Press Release DOWNLOAD 307.12 KB
2014/165 ESMA consults on new CRA transparency requirements Credit Rating Agencies Press Release DOWNLOAD 105.23 KB
2016/1577 ESMA finalises Guidelines on the validation and review of Credit Rating Agencies’ methodologies Credit Rating Agencies, Press Releases Press Release DOWNLOAD 215.45 KB
ESMA71-99-466 ESMA fines Moody’s €1.24 million for credit ratings breaches Board of Supervisors, Credit Rating Agencies, Press Releases Press Release DOWNLOAD 238.35 KB
Related documents Public Notice - Moody's Germany and Moody's United Kingdom
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Translated versions
ESMA43-475-63 ESMA fines S&P €1.11 million for failures related to the premature release of credit ratings to the public - Press Release Board of Supervisors, Credit Rating Agencies, Press Releases Press Release DOWNLOAD 228.56 KB
ESMA43-1868696574-751 ESMA fines Scope EUR 2,197,500 for breaches of conflict of interest obligations - Press Release Board of Supervisors, Credit Rating Agencies, Press Releases Press Release DOWNLOAD 204.81 KB
2013/1790 ESMA identifies deficiencies in CRAs sovereign ratings processes Credit Rating Agencies Press Release DOWNLOAD 118.75 KB
2012/220 ESMA issues a report on its first examinations of credit rating agencies Credit Rating Agencies, Press Releases Press Release DOWNLOAD 189.81 KB