ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

59 documents
Date Sort ascending Reference Title Sections Type Main document Info
ESMA43-1868696574-751 ESMA fines Scope EUR 2,197,500 for breaches of conflict of interest obligations - Press Release Board of Supervisors, Credit Rating Agencies, Press Releases Press Release DOWNLOAD 204.81 KB
ESMA71-545613100-2402 Making finance work for a sustainable future - Press Release Benchmarks, CCP, Credit Rating Agencies, Fund Management, Investor protection, Issuer disclosure, Press Releases, Sustainable finance Press Release DOWNLOAD 297.43 KB
ESMA50-165-2478 Over 140,000 EEA issuers and instruments rated by CRAs - Press Release Credit Rating Agencies, Market data, Risk monitoring Press Release DOWNLOAD 152.69 KB
ESMA43-475-63 ESMA fines S&P €1.11 million for failures related to the premature release of credit ratings to the public - Press Release Board of Supervisors, Credit Rating Agencies, Press Releases Press Release DOWNLOAD 228.56 KB
ESMA71-99-1622 CRA Enforcement Case Moodys March 2021 Board of Supervisors, Credit Rating Agencies, Press Releases Press Release DOWNLOAD 134.39 KB
Related documents Public Notices Moodys UK DE ES FR IT Decision 1-2021 Moody's UK Decision 2-2021 Moody's France Decision 3-2021 Moody's Germany Decision 4-2021 Moody's Italy Decision 5-2021 Moody's Spain
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Translated versions
ESMA71-99-1498 Brexit: ESMA withdraws the registrations of six UK-based credit rating agencies and four trade repositories Brexit, Credit Rating Agencies, Press Releases, Trade Repositories Press Release DOWNLOAD 94.63 KB
ESMA71-99-1338 Scope Ratings Enforcement Action Credit Rating Agencies, Press Releases Press Release DOWNLOAD 127.88 KB
Related documents Public Notice - Scope Ratings GmbH Decision - Scope Ratings GmbH
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ESMA71-99-1327 Press Release CLO Thematic Report COVID-19, Credit Rating Agencies, Press Releases Press Release DOWNLOAD 123.56 KB
Related documents EU CLO credit ratings – an overview of Credit Rating Agencies practices and challenges
Summary
Translated versions
ESMA71-99-1287 ESMA Supervision WP 2020 Benchmarks, Credit Rating Agencies, Press Releases, Securities Financing Transactions, Securitisation, Trade Repositories Press Release DOWNLOAD 130.42 KB
Related documents ESMA Supervision - Annual Report 2019 and Work Programme 2020
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ESMA71-99-1255 PR on GLs for CRAs internal control functions Credit Rating Agencies, Press Releases Press Release DOWNLOAD 86.68 KB
Related documents Guidelines on Internal Controls for CRAs
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ESMA71-99-1199 Press Release for CRA sustainability Credit Rating Agencies, Sustainable finance Press Release DOWNLOAD 79.07 KB
ESMA71-99-1166 Press release: ESMA registers Inbonis SA as credit rating agency Credit Rating Agencies Press Release DOWNLOAD 75.61 KB
ESMA71-99-1127 Press release: ESMA registers Beyond Ratings SAS as credit rating agence Credit Rating Agencies Press Release DOWNLOAD 75.72 KB
ESMA71-99-1112 Press release - ESMA supervision to focus on data, Brexit and cybersecurity in 2019 Credit Rating Agencies Press Release DOWNLOAD 79.6 KB
ESMA71-99-1096 ESMA and EU securities regulators MoUs with FCA Board of Supervisors, Brexit, Credit Rating Agencies, Fund Management, Press Releases, Trade Repositories Press Release DOWNLOAD 80.5 KB
ESMA71-99-1085 Press release - ESMA consults on measures to promote sustainability in EU capital markets Credit Rating Agencies, Fund Management, Investor protection Press Release DOWNLOAD 125.69 KB
esma71-99-1076 ESMA registers DBRS GmbH as credit rating agency Credit Rating Agencies Press Release DOWNLOAD 231.83 KB
ESMA71-99-1071 Press release - ESMA registers A.M. Best (EU) Rating Services B.V. as credit rating agency Credit Rating Agencies Press Release DOWNLOAD 299.01 KB
ESMA71-99-1024 Press release - Moody's Nordics CRA registration Credit Rating Agencies Press Release DOWNLOAD 224.93 KB
ESMA71-99-1023 Press release - Nordic Credit Rating AS registered as CRA Credit Rating Agencies Press Release DOWNLOAD 214.63 KB