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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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86 documents
Date Reference Title Sections Type Main document Info
ESMA43-1868696574-751 ESMA fines Scope EUR 2,197,500 for breaches of conflict of interest obligations - Press Release Board of Supervisors, Credit Rating Agencies, Press Releases Press Release DOWNLOAD 204.81 KB
ESMA71-545613100-2402 Making finance work for a sustainable future - Press Release Benchmarks, CCP, Credit Rating Agencies, Fund Management, Investor protection, Issuer disclosure, Press Releases, Sustainable finance Press Release DOWNLOAD 297.43 KB
ESMA50-165-2478 Over 140,000 EEA issuers and instruments rated by CRAs - Press Release Credit Rating Agencies, Market data, Risk monitoring Press Release DOWNLOAD 152.69 KB
ESMA43-475-63 ESMA fines S&P €1.11 million for failures related to the premature release of credit ratings to the public - Press Release Board of Supervisors, Credit Rating Agencies, Press Releases Press Release DOWNLOAD 228.56 KB
ESMA71-99-2062 ESMA publishes its assessment of the Brexit relocation processes Brexit, Supervisory convergence Press Release DOWNLOAD 96.02 KB
ESMA71-99-1856 Press release_ESMA finds shortcomings in supervision of cross-border investment activities and issues specific recommendations to CySEC Press Releases, Supervisory convergence Press Release DOWNLOAD 137.72 KB
ESMA71-99-1651 ESMA highlights need for increased efforts on EMIR and SFTR data quality Market data, Press Releases, Securities Financing Transactions, Supervisory convergence Press Release DOWNLOAD 85.72 KB
Related documents EMIR and SFTR data quality report 2020
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ESMA71-99-1622 CRA Enforcement Case Moodys March 2021 Board of Supervisors, Credit Rating Agencies, Press Releases Press Release DOWNLOAD 134.39 KB
Related documents Public Notices Moodys UK DE ES FR IT Decision 1-2021 Moody's UK Decision 2-2021 Moody's France Decision 3-2021 Moody's Germany Decision 4-2021 Moody's Italy Decision 5-2021 Moody's Spain
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ESMA71-99-1498 Brexit: ESMA withdraws the registrations of six UK-based credit rating agencies and four trade repositories Brexit, Credit Rating Agencies, Press Releases, Trade Repositories Press Release DOWNLOAD 94.63 KB
ESMA71-99-1438 Press Release Union Strategic Supervisory Priorities Press Releases, Supervisory convergence Press Release DOWNLOAD 84.48 KB
ESMA71-99-1438 Press Release Union Strategic Supervisory Priorities Press Releases, Supervisory convergence Press Release DOWNLOAD 84.48 KB
ESMA71-99-1420 Fast Track Peer Review PR - Wirecard Issuer disclosure, Guidelines and Technical standards, Press Releases, Supervisory convergence Press Release DOWNLOAD 137.39 KB
ESMA71-99-1339 ESMA promotes convergence in the supervision of costs in UCITS and AIFs Fund Management, Supervisory convergence Press Release DOWNLOAD 85.27 KB
ESMA71-99-1338 Scope Ratings Enforcement Action Credit Rating Agencies, Press Releases Press Release DOWNLOAD 127.88 KB
Related documents Public Notice - Scope Ratings GmbH Decision - Scope Ratings GmbH
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ESMA71-99-1327 Press Release CLO Thematic Report COVID-19, Credit Rating Agencies, Press Releases Press Release DOWNLOAD 123.56 KB
Related documents EU CLO credit ratings – an overview of Credit Rating Agencies practices and challenges
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ESMA71-99-1287 ESMA Supervision WP 2020 Benchmarks, Credit Rating Agencies, Press Releases, Securities Financing Transactions, Securitisation, Trade Repositories Press Release DOWNLOAD 130.42 KB
Related documents ESMA Supervision - Annual Report 2019 and Work Programme 2020
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ESMA71-99-1256 ESMA CRAs TRs thematic fees report Press Releases, Supervisory convergence, Trade Repositories Press Release DOWNLOAD 101.41 KB
Related documents CRAs and TRs Follow Up Fees Factsheet CRAs and TRs Follow Up Fees Factsheet
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ESMA71-99-1263 Press release: ESMA calls for strengthened supervision on suspicious transaction reporting Market Abuse, Supervisory convergence Press Release DOWNLOAD 100.61 KB
ESMA71-99-1255 PR on GLs for CRAs internal control functions Credit Rating Agencies, Press Releases Press Release DOWNLOAD 86.68 KB
Related documents Guidelines on Internal Controls for CRAs
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ESMA71-99-1199 Press Release for CRA sustainability Credit Rating Agencies, Sustainable finance Press Release DOWNLOAD 79.07 KB