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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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91 documents
Date Reference Title Sections Type Main document Info
ESMA43-1868696574-751 ESMA fines Scope EUR 2,197,500 for breaches of conflict of interest obligations - Press Release Board of Supervisors, Credit Rating Agencies, Press Releases Press Release DOWNLOAD 204.81 KB
ESMA71-545613100-2402 Making finance work for a sustainable future - Press Release Benchmarks, CCP, Credit Rating Agencies, Fund Management, Investor protection, Issuer disclosure, Press Releases, Sustainable finance Press Release DOWNLOAD 297.43 KB
ESMA50-165-2478 Over 140,000 EEA issuers and instruments rated by CRAs - Press Release Credit Rating Agencies, Market data, Risk monitoring Press Release DOWNLOAD 152.69 KB
ESMA43-475-63 ESMA fines S&P €1.11 million for failures related to the premature release of credit ratings to the public - Press Release Board of Supervisors, Credit Rating Agencies, Press Releases Press Release DOWNLOAD 228.56 KB
ESMA71-99-1751 Press Release - European enforcers target COVID-19 and climate-related disclosures Issuer disclosure, Audit, Financial reporting, Press Releases Press Release DOWNLOAD 97.63 KB
ESMA71-99-1629 ESMA publishes 2020 report on enforcement of corporate disclosure Issuer disclosure Press Release DOWNLOAD 94.13 KB
ESMA71-99-1622 CRA Enforcement Case Moodys March 2021 Board of Supervisors, Credit Rating Agencies, Press Releases Press Release DOWNLOAD 134.39 KB
Related documents Public Notices Moodys UK DE ES FR IT Decision 1-2021 Moody's UK Decision 2-2021 Moody's France Decision 3-2021 Moody's Germany Decision 4-2021 Moody's Italy Decision 5-2021 Moody's Spain
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ESMA71-99-1498 Brexit: ESMA withdraws the registrations of six UK-based credit rating agencies and four trade repositories Brexit, Credit Rating Agencies, Press Releases, Trade Repositories Press Release DOWNLOAD 94.63 KB
ESMA71-99-1420 Fast Track Peer Review PR - Wirecard Issuer disclosure, Guidelines and Technical standards, Press Releases, Supervisory convergence Press Release DOWNLOAD 137.39 KB
ESMA71-99-1422 Press Release European Common Enforcement Priorities 2020 Issuer disclosure, Audit, Financial reporting, Press Releases Press Release DOWNLOAD 101.44 KB
ESMA71-99-1342 Decision Short Selling Reporting Renewal Statement COVID-19, Market Integrity, Press Releases, Short Selling Press Release DOWNLOAD 83.55 KB
Related documents ESMA Decision - renewal Article 28 SSR reporting threshold
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ESMA71-99-1338 Scope Ratings Enforcement Action Credit Rating Agencies, Press Releases Press Release DOWNLOAD 127.88 KB
Related documents Public Notice - Scope Ratings GmbH Decision - Scope Ratings GmbH
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ESMA71-99-1327 Press Release CLO Thematic Report COVID-19, Credit Rating Agencies, Press Releases Press Release DOWNLOAD 123.56 KB
Related documents EU CLO credit ratings – an overview of Credit Rating Agencies practices and challenges
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ESMA71-99-1318 ESMA issues positive opinions on short selling bans by 5 jurisdictions COVID-19, Market Integrity, Press Releases, Short Selling Press Release DOWNLOAD 114.75 KB
Related documents Opinion on FMA emergency measure under the SSR Opinion on FSMA emergency measure under the SSR Opinion on AMF emergency measure under the SSR Opinion on HCMC emergency measure under the SSR Opinion on CNMV emergency measure under the SSR
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ESMA71-99-1308 ESMA publishes 2019 report on enforcement of corporate disclosure Issuer disclosure Press Release DOWNLOAD 91.68 KB
ESMA71-99-1291 ESMA requires net short position holders to report positions of 0.1% and above COVID-19, Market Integrity, Press Releases, Short Selling Press Release DOWNLOAD 82.58 KB
Related documents ESMA decision on thresholds for reporting net short positions
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ESMA71-99-1287 ESMA Supervision WP 2020 Benchmarks, Credit Rating Agencies, Press Releases, Securities Financing Transactions, Securitisation, Trade Repositories Press Release DOWNLOAD 130.42 KB
Related documents ESMA Supervision - Annual Report 2019 and Work Programme 2020
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ESMA71-99-1255 PR on GLs for CRAs internal control functions Credit Rating Agencies, Press Releases Press Release DOWNLOAD 86.68 KB
Related documents Guidelines on Internal Controls for CRAs
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ESMA71-99-1236 EU enforcers must monitor closely new reporting standards Issuer disclosure, Audit, Press Releases Press Release DOWNLOAD 150.91 KB
ESMA71-99-1199 Press Release for CRA sustainability Credit Rating Agencies, Sustainable finance Press Release DOWNLOAD 79.07 KB