ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

23 documents
Date Sort ascending Reference Title Sections Type Main document Info
ESMA24-436-1547 ESMA letter regarding concerns with changes to the insider list regime Investor protection, Market Integrity, Trading Letter DOWNLOAD 159.66 KB
ESMA35-43-3112 Letter to the EC on the MiFID II suitability consultation Investor protection Letter DOWNLOAD 177.03 KB
ESMA24-436-1152 ESMA response to the Commission consultation on the Listings Act Market Abuse, Investor protection, Prospectus Letter DOWNLOAD 99.52 KB
Related documents Annex - Response to EC targeted consultation on the Listing Act
Summary
Translated versions
ESMA32-67-791 Letter to IFRS IC on classification of SPAC shares as equity or liability (IAS 32) Audit, Financial reporting, Investor protection, Prospectus Letter DOWNLOAD 223.92 KB
ESMA35-42-1186 Letter to Commissioner McGuinness - European Crowdfunding Service Providers for Business Investor protection Letter DOWNLOAD 253.15 KB
ESMA80-195-858 ESMA response to ESRB letter on procyclicality of credit ratings Credit Rating Agencies Letter DOWNLOAD 180.39 KB
ESMA 33-9-383 CRA Market Share Calculation 2020 Credit Rating Agencies Annual Report DOWNLOAD 511.26 KB
ESMA80-199-332 ESMA Supervision - Annual Report 2019 and Work Programme 2020 Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories Annual Report DOWNLOAD 825.72 KB
Related documents ESMA Supervision WP 2020
Summary
Translated versions
ESMA80-199-273 ESMA supervision 2019 work plan and annual report 2018 Credit Rating Agencies Annual Report DOWNLOAD 622.46 KB
ESMA71-99-1081 Press release - ESMA report finds investment product performance highly impacted by charges Investor protection, Risk monitoring Annual Report DOWNLOAD 159.37 KB
ESMA50-165-731 ESMA annual statistical report on performance and costs of retail investment products in the EU Investor protection, Risk monitoring Annual Report DOWNLOAD 3.43 MB
ESMA33-9-281 CRA market share report Credit Rating Agencies Annual Report DOWNLOAD 827.25 KB
ESMA70-156-236 Letter to the Commission on MiFID II third country regime Investor protection Letter DOWNLOAD 152.92 KB
ESMA35-36-1442 IPISC UK withdrawal from the EU Letter Investor protection Letter DOWNLOAD 234.85 KB
ESMA80-199-153 ESMA’s supervision of credit rating agencies, trade repositories and monitoring of third country central counterparties - 2017 Annual Report and 2018 Work Programme Credit Rating Agencies Annual Report DOWNLOAD 1.03 MB
ESMA70-708036281-19 Letter to European Commission - EMIR Review and Sanctioning Powers Credit Rating Agencies, Post Trading Letter DOWNLOAD 265.24 KB
2016/648 ESMA response to the Commission Green Paper on retail financial services Investor protection Letter DOWNLOAD 197.44 KB
ESA/2016/07 The cross-selling of financial products – ESA request to the European Commission Joint Committee, Investor protection Letter DOWNLOAD 90.04 KB
2015/1513 Letter SM to EC - implementation timeline MiFID MiFIR Investor protection Letter DOWNLOAD 85.8 KB
2015/280 ESMA supervision of Credit Rating Agencies and Trade Repositories About ESMA, Credit Rating Agencies, Post Trading Annual Report DOWNLOAD 891.95 KB