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ESMA80-189-33520 |
Final report on EU CLO credit ratings – risk of conflicts of interests relating to methodology changes |
Credit Rating Agencies |
Final Report |
DOWNLOAD 606.64 KB |
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ESMA42-111-7381 |
Peer review on supervision of CSDs providing cross–border services or participating in interoperable links |
Supervisory convergence |
Final Report |
DOWNLOAD 762.77 KB |
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ESMA80-196-6345 |
Final Report on the Revision to Guidelines and Recommendations on the Scope of the CRA Regulation |
Credit Rating Agencies, Guidelines and Technical standards |
Final Report |
DOWNLOAD 411.44 KB |
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ESMA80-416-20 |
Final report on the Guidelines on Disclosure Requirements for Initial Reviews and Preliminary Ratings |
Credit Rating Agencies |
Final Report |
DOWNLOAD 282.39 KB |
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ESMA80-196-5170 |
Final Report Technical Advice on Fees Charged to CRAs by ESMA |
Credit Rating Agencies |
Final Report |
DOWNLOAD 404.7 KB |
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ESMA74-362-1853 |
Final report Draft Guidelines On periodic information to be submitted to ESMA by Trade Repositories |
Market data, Supervisory convergence, Trade Repositories |
Final Report |
DOWNLOAD 221.11 KB |
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ESMA80-189-6982 |
EU CLO credit ratings – an overview of Credit Rating Agencies practices and challenges |
COVID-19, Credit Rating Agencies |
Final Report |
DOWNLOAD 436.43 KB |
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ESMA70-156-2311 |
MiFID II Review Report on position limits and position management |
Trading, Supervisory convergence |
Final Report |
DOWNLOAD 591.78 KB |
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ESMA43-370-103 |
Final report on TA on EMIR 2.2 CCP fines |
CCP, Credit Rating Agencies, Post Trading, Trade Repositories |
Final Report |
DOWNLOAD 478.11 KB |
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ESMA70-151-2919 |
Final Report EMIR RTS on Colleges for CCPs |
CCP, Post Trading, Supervisory convergence |
Final Report |
DOWNLOAD 273.08 KB |
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ESMA42-111-4916 |
STOR Peer Review Report |
Market Abuse, Supervisory convergence |
Final Report |
DOWNLOAD 1.17 MB |
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ESMA33-9-320 |
Final Report Guidelines on Disclosure Requirements Applicable to Credit Rating Agencies |
Credit Rating Agencies |
Final Report |
DOWNLOAD 336.63 KB |
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ESMA 33-9-295 |
Final Report Guidelines on the Submission of Periodic Information to ESMA by Credit Rating Agencies |
Credit Rating Agencies |
Final Report |
DOWNLOAD 769.91 KB |
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ESMA42-111-4479 |
Peer review on the Guidelines on ETFs and other UCITS issues |
Supervisory convergence |
Final Report |
DOWNLOAD 1.11 MB |
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ESMA33-9-246 |
Final report on Supplementary Guidelines on Endorsement |
Credit Rating Agencies |
Final Report |
DOWNLOAD 948.62 KB |
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ESMA42-111-4285 |
Peer review on certain aspects of the compliance function under Mi-FID I |
Investor protection, Supervisory convergence |
Final Report |
DOWNLOAD 1.25 MB |
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ESMA33-9-207 |
Technical Advice on CRA Regulatory Equivalence - CRA 3 Update |
Credit Rating Agencies |
Final Report |
DOWNLOAD 1.51 MB |
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ESMA33-9-205 |
Final Report on the application of the CRA endorsement regime |
Credit Rating Agencies |
Final Report |
DOWNLOAD 1.02 MB |
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2016-1575 |
Final Report on Guidelines on the validation and review of Credit Rating Agencies’ methodologies |
Credit Rating Agencies |
Final Report |
DOWNLOAD 655.85 KB |
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2016/1055 |
Peer Review Report on Prospectus Approval Process |
Prospectus, Supervisory convergence |
Final Report |
DOWNLOAD 1.23 MB |
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