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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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32 documents
Date Reference Title Sections Type Main document Info
ESMA43-1868696574-770 Decision to impose fines in respect of infringements committed by Scope Ratings GmbH Board of Supervisors, Credit Rating Agencies Decision DOWNLOAD 591.09 KB
ESMA43-1868696574-745 Public Notice on the decision to impose fines in respect of infringements committed by Scope Ratings GmbH Board of Supervisors, Credit Rating Agencies Decision DOWNLOAD 135.04 KB
ESMA43-475-40 BoS Decision - S&P Global Ratings Europe Limited Board of Supervisors, Credit Rating Agencies Decision DOWNLOAD 525.03 KB
ESMA43-475-60 Public Notice - S&P Global Ratings Europe Limited Board of Supervisors, Credit Rating Agencies Decision DOWNLOAD 75.18 KB
ESMA41-356-168 Public Notices Moodys UK DE ES FR IT Board of Supervisors, Credit Rating Agencies Decision DOWNLOAD 277.29 KB
Related documents CRA Enforcement Case Moodys March 2021 Decision 1-2021 Moody's UK Decision 2-2021 Moody's France Decision 3-2021 Moody's Germany Decision 4-2021 Moody's Italy Decision 5-2021 Moody's Spain
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ESMA41-356-132 Decision 5-2021 Moody's Spain Board of Supervisors, Credit Rating Agencies Decision DOWNLOAD 332.83 KB
Related documents CRA Enforcement Case Moodys March 2021 Public Notices Moodys UK DE ES FR IT
Summary
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ESMA41-356-131 Decision 4-2021 Moody's Italy Board of Supervisors, Credit Rating Agencies Decision DOWNLOAD 350.91 KB
Related documents CRA Enforcement Case Moodys March 2021 Public Notices Moodys UK DE ES FR IT
Summary
Translated versions
ESMA41-356-130 Decision 3-2021 Moody's Germany Board of Supervisors, Credit Rating Agencies Decision DOWNLOAD 333.78 KB
Related documents CRA Enforcement Case Moodys March 2021 Public Notices Moodys UK DE ES FR IT
Summary
Translated versions
ESMA41-356-129 Decision 2-2021 Moody's France Board of Supervisors, Credit Rating Agencies Decision DOWNLOAD 352.97 KB
Related documents CRA Enforcement Case Moodys March 2021 Public Notices Moodys UK DE ES FR IT
Summary
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ESMA41-356-114 Decision 1-2021 Moody's UK Board of Supervisors, Credit Rating Agencies Decision DOWNLOAD 728.73 KB
Related documents CRA Enforcement Case Moodys March 2021 Public Notices Moodys UK DE ES FR IT
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106/20/COL ESA Third Renewal Decision under Art. 28(1) SSR COVID-19, Market Integrity, Short Selling Decision DOWNLOAD 973.25 KB
ESMA70 -155-11608 Decision renewal art. 28 SSR reporting threshold - December 2020 COVID-19, Market Integrity, Short Selling Decision DOWNLOAD 246.27 KB
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA70-155-11072 ESMA Decision - renewal Article 28 SSR reporting threshold - September 2020 COVID-19, Market Integrity, Short Selling Decision DOWNLOAD 396.47 KB
ESMA70-155-10189 ESMA Decision - renewal Article 28 SSR reporting threshold COVID-19, Market Integrity, Short Selling Decision DOWNLOAD 333.33 KB
Related documents Decision Short Selling Reporting Renewal Statement
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ESMA41-356-77 Decision - Scope Ratings GmbH Credit Rating Agencies Decision DOWNLOAD 1022.35 KB
Related documents Scope Ratings Enforcement Action Public Notice - Scope Ratings GmbH
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ESMA70-155-9546 ESMA Decision Article 28 SSR_reporting threshold Market Integrity, Short Selling Decision DOWNLOAD 236.57 KB
Related documents
Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA70-155-9546 ESMA decision on thresholds for reporting net short positions COVID-19, Market Integrity, Short Selling Decision DOWNLOAD 236.65 KB
esma41-139-1224 Amended_decision_nordea Credit Rating Agencies Decision DOWNLOAD 236.05 KB
esma41-139-1230 Amended_decision_swedbank Credit Rating Agencies Decision DOWNLOAD 243.03 KB
esma41-139-1229 Amended_decision_seb Credit Rating Agencies Decision DOWNLOAD 239.8 KB