ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

54 documents
Date Sort ascending Reference Title Sections Type Main document Info
ESMA70-460-34 Consultation Paper on Guidelines on standard forms, formats and templates to apply for permission to operate a DLT market infrastructure Digital Finance and Innovation, Trading Consultation Paper DOWNLOAD 998.27 KB
ESMA 80-416-228 Consultation Paper on Revision to Guidelines and Recommendations on Scope of the CRA Regulation Credit Rating Agencies Consultation Paper DOWNLOAD 481.87 KB
ESMA 33-9-413 Guidelines on Disclosure Requirements for Initial Reviews and Preliminary Ratings Credit Rating Agencies Consultation Paper DOWNLOAD 392.05 KB
ESMA-50-164-4518 Call for evidence - Digital Finance Digital Finance and Innovation Consultation Paper DOWNLOAD 300.37 KB
ESMA 80-196-5019 Consultation Paper on Fees Charged to CRAs by ESMA Credit Rating Agencies Consultation Paper DOWNLOAD 345.85 KB
ESMA50-164-3342 Draft Guidelines on Outsourcing to Cloud Service Providers Digital Finance and Innovation Consultation Paper DOWNLOAD 390.7 KB
ESMA33-5-829 Call for evidence on access and use of ratings Credit Rating Agencies Consultation Paper DOWNLOAD 307.88 KB
ESMA33-9-355 Guidelines on Internal Controls for CRAs Credit Rating Agencies Consultation Paper DOWNLOAD 523.56 KB
Related documents Response Form CP on GLs on Internal Controls for CRAs
Summary
Translated versions
ESMA 33-9-290 Consulation Paper on Disclosure Requirements Applicable to Credit Ratings Credit Rating Agencies Consultation Paper DOWNLOAD 519.77 KB
ESMA 33-9-252 Consulation Paper on Revised Guidelines on Periodic Reporting by CRAs Credit Rating Agencies Consultation Paper DOWNLOAD 1.87 MB
ESMA33-9-235 Consultation paper - Draft Guidelines on “as stringent as” notion in the CRA Regulation Credit Rating Agencies Consultation Paper DOWNLOAD 964.56 KB
33-5-94 Response Form CRA Endorsement Guidelines Credit Rating Agencies Consultation Paper DOWNLOAD 756.11 KB
33-9-149 Update of the guidelines on the application of the endorsement regime under Article 4(3) of the Credit Rating Agencies Regulation Credit Rating Agencies Consultation Paper DOWNLOAD 1.08 MB
2016/1121 Consultation Paper on the Guidelines on the validation and review of Credit Rating Agencies’ methodologies Credit Rating Agencies Consultation Paper DOWNLOAD 536.1 KB
2016/773 Discussion Paper on the Distributed Ledger Technology Applied to Securities Markets Digital Finance and Innovation, Risk monitoring Consultation Paper DOWNLOAD 573.86 KB
2016/96 Slides from ESMA’s Open Hearing on validation and review of CRAs’ methodologies Credit Rating Agencies Consultation Paper DOWNLOAD 253.19 KB
2015/1735 Discussion Paper on the validation and review of Credit Rating Agencies’ methodologies Credit Rating Agencies Consultation Paper DOWNLOAD 421.25 KB
2015/532 Investment using virtual currency or distributed ledger technology Digital Finance and Innovation Consultation Paper DOWNLOAD 526.19 KB
2015/558 Call for evidence on private and bilateral SFIs Credit Rating Agencies Consultation Paper DOWNLOAD 118.4 KB
2015/233 Call for Evidence Competition, Choice and Conflicts of Interests in the CRA Industry Credit Rating Agencies Consultation Paper DOWNLOAD 402.12 KB